Sec Form 3 Filing - Smith Maria @ ORACLE CORP - 2022-12-29

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Smith Maria
2. Issuer Name and Ticker or Trading Symbol
ORACLE CORP [ ORCL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, Chief Accounting Officer
(Last) (First) (Middle)
C/O DELPHI ASSET MGMT CORPORATION, 5525 KIETZKE LANE, SUITE 200
3. Date of Earliest Transaction (MM/DD/YY)
12/29/2022
(Street)
RENO, NV89511
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 20,280 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit ( 2 ) ( 1 ) ( 1 ) Common Stock 2,750 D
Restricted Stock Unit ( 2 ) ( 3 ) ( 3 ) Common Stock 6,500 D
Restricted Stock Unit ( 2 ) ( 4 ) ( 4 ) Common Stock 25,000 D
Restricted Stock Unit ( 2 ) ( 5 ) ( 5 ) Common Stock 10,125 D
Restricted Stock Unit ( 2 ) ( 6 ) ( 6 ) Common Stock 22,024 D
Restricted Stock Unit ( 2 ) ( 7 ) ( 7 ) Common Stock 44,064 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Smith Maria
C/O DELPHI ASSET MGMT CORPORATION
5525 KIETZKE LANE, SUITE 200
RENO, NV89511
EVP, Chief Accounting Officer
Signatures
/s/ Rebecca Isakson by Rebecca Isakson, Attorney in Fact for Maria Smith (POA filed 1/4/2023) 01/04/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Include 2,750 unvested restricted stock units ("RSUs") from a previous grant of 11,000 RSUs granted on June 27, 2019; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant.
( 2 )Each RSU represents the right to receive, at settlement, one share of common stock.
( 3 )Include 6,500 unvested RSUs from a previous grant of 13,000 RSUs granted on August 4, 2020; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant.
( 4 )Include 25,000 unvested RSUs from a previous grant of 50,000 RSUs granted on September 5, 2020; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant.
( 5 )Include 10,125 unvested RSUs from a previous grant of 13,500 RSUs granted on August 3, 2021; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant.
( 6 )Include 22,024 unvested RSUs from a previous grant of 22,024 RSUs granted on September 20, 2022; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant.
( 7 )Include 44,064 unvested RSUs from a previous grant of 44,064 RSUs granted on December 5, 2022; the RSUs vest in four equal annual installments, beginning on the first anniversary of the date of the grant.

Remarks:
Exhibit 24: Power of Attorney

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