Sec Form 4 Filing - KANAYA SUSAN M @ ChemoCentryx, Inc. - 2016-01-04

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
KANAYA SUSAN M
2. Issuer Name and Ticker or Trading Symbol
ChemoCentryx, Inc. [ CCXI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP, Finance, CFO and Sec.
(Last) (First) (Middle)
C/O CHEMOCENTRYX, INC., 850 MAUDE AVENUE
3. Date of Earliest Transaction (MM/DD/YY)
01/04/2016
(Street)
MOUNTAIN VIEW, CA94043
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/04/2016 M 10,490 A $ 2 10,490 D
Common Stock 01/04/2016 S( 1 ) 10,490 ( 2 ) D $ 7.3765 ( 3 ) 0 D
Common Stock 01/05/2016 M 34,341 A $ 2 34,341 D
Common Stock 01/05/2016 S( 1 ) 34,341 ( 2 ) D $ 6.8977 ( 4 ) 0 D
Common Stock 01/06/2016 M 2,776 A $ 2 2,776 D
Common Stock 01/06/2016 S( 1 ) 2,776 ( 2 ) D $ 6.5544 ( 5 ) 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Con version or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $ 2 01/04/2016 M 10,490 02/09/2006( 6 ) 02/09/2016 Common Stock 10,490 ( 7 ) 94,510 D
Stock Option (right to buy) $ 2 01/05/2016 M 34,341 02/09/2006( 6 ) 02/09/2016 Common Stock 34,341 ( 7 ) 60,169 D
Stock Option (right to buy) $ 2 01/06/2016 M 2,776 02/09/2006( 6 ) 02/09/2016 Common Stock 2,776 ( 7 ) 57,393 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
KANAYA SUSAN M
C/O CHEMOCENTRYX, INC.
850 MAUDE AVENUE
MOUNTAIN VIEW, CA94043
SVP, Finance, CFO and Sec.
Signatures
/s/ Susan M. Kanaya 01/06/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The sales reported in this Form 4 were effected pursuant to a December 2014 Rule 10b5-1 trading plan adopted by the Reporting Person.
( 2 )Shares sold are associated with stock options which will expire in February 2016.
( 3 )Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $7.15 to $8.00 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
( 4 )Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $6.69 to $7.16 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
( 5 )Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $6.36 to $6.82 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
( 6 )As of January 4, 2016 and prior to this transaction, the option fully vested
( 7 )Not applicable.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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