Sec Form 4 Filing - Engelkes Jack @ HOME BANCSHARES INC - 2016-11-10

Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security.

Form 4: Statement of changes in beneficial ownership, filed before the end of the 2nd business day following the day on which a transaction resulting in a change in beneficial ownership.

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The following is an SEC EDGAR document rendered as filed.
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
Engelkes Jack
2. Issuer Name and Ticker or Trading Symbol
HOME BANCSHARES INC [ HOMB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last)
(First)
(Middle)
P.O. BOX 966
3. Date of Earliest Transaction (MM/DD/YY)
11/10/2016
(Street)
CONWAY, AR72033
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/10/2016 S 10,000 D $ 24.4801 121,025.9349 ( 1 ) ( 2 ) D
Common Stock 11/11/2016 S 6,318.737 D $ 24.8714 0 ( 1 ) ( 5 ) I Held in Simple IRA
Common Stock 11/11/2016 S 2,000 D $ 24.83 190,412.8646 ( 1 ) ( 6 ) I Owned solely by wife
Common Stock 11/14/2016 S 3,000 D $ 25.5796 118,025.9349 ( 1 ) D
Common Stock 44,719.392 ( 1 ) I Custodian for daughters
Common Stock 400 ( 1 ) I Held in wife's IRA
Common Stock - Restricted 4,000 ( 1 ) ( 3 ) ( 4 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $ 2.66 ( 11 ) ( 7 ) ( 7 ) Common Stock 1,425.6 ( 1 ) 1,425.6 D
Stock Option $ 17.12 ( 11 ) ( 8 ) 04/15/2025 Common Stock 20,000 ( 1 ) 20,000 D
Stock Option $ 2.1 ( 11 ) 12/31/2007 12/31/2017 Common Stock 1,425.6 ( 1 ) 1,425.6 D
Stock Option $ 2.46 ( 11 ) ( 9 ) ( 9 ) Common Stock 2,851.2 ( 1 ) 2,851.2 D
Stock Option $ 4.3 ( 11 ) ( 10 ) 01/09/2018 Common Stock 4,752 ( 1 ) 4,752 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Engelkes Jack
P.O. BOX 966
CONWAY, AR72033
X
Signatures
/s/Jack Engelkes by LaMonica Johnston 11/15/2016
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
( 2 )Includes 965.1229 split adjusted shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
( 3 )Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
( 4 )Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
( 5 )Includes 72.391 split adjusted shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
( 6 )Includes 154.926 split adjusted shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
( 7 )20% of the issued option is remaining. The 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
( 8 )The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 16, 2016.
( 9 )40% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The last 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
( 10 )The option is exercisable in five equal annual installments. The first installment became exercisable on January 10, 2009.
( 11 )The exercise price decreased and the number of shares exercisable increased as a result of the Company declaring a 2-for-1 stock split to shareholders of record May 18, 2016 and made payable June 8, 2016.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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