Sec Form 4 Filing - Musk Elon @ Tesla, Inc. - 2022-08-09

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Musk Elon
2. Issuer Name and Ticker or Trading Symbol
Tesla, Inc. [ TSLA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CEO
(Last) (First) (Middle)
C/O TESLA, INC., 1 TESLA ROAD
3. Date of Earliest Transaction (MM/DD/YY)
08/09/2022
(Street)
AUSTIN, TX78725
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/09/2022 S 18,630 D $ 838.571( 1 ) 158,060,742 I by Trust( 2 )
Common Stock 08/09/2022 S 8,053 D $ 839.98( 3 ) 158,052,689 I by Trust( 2 )
Common Stock 08/09/2022 S 106,535 D $ 840.891( 4 ) 157,946,154 I by Trust( 2 )
Common Stock 08/09/2022 S 224,133 D $ 841.852( 5 ) 157,722,021 I by Trust( 2 )
Common Stock 08/09/2022 S 114,286 D $ 842.686( 6 ) 157,607,735 I by Trust( 2 )
Common Stock 08/09/2022 S 114,517 D $ 843.697( 7 ) 157,493,218 I by Trust( 2 )
Common Stock 08/09/2022 S 90,934 D $ 844.816( 8 ) 157,402,284 I by Trust( 2 )
Common Stock 08/09/2022 S 124,348 D $ 845.778( 9 ) 157,277,936 I by Trust( 2 )
Common Stock 08/09/2022 S 95,946 D $ 846.668( 10 ) 157,181,990 I by Trust( 2 )
Common Stock 08/09/2022 S 187,030 D $ 847.723( 11 ) 156,994,960 I by Trust( 2 )
Common Stock 08/09/2022 S 142,968 D $ 848.734( 12 ) 156,851,992 I by Trust( 2 )
Common Stock 08/09/2022 S 455,650 D $ 849.884( 13 ) 156,396,342 I by Trust( 2 )
Common Stock 08/09/2022 S 113,618 D $ 850.619( 14 ) 156,282,724 I by Trust( 2 )
Common Stock 08/09/2022 S 114,897 D $ 851.68( 15 ) 156,167,827 I by Trust( 2 )
Common Stock 08/09/2022 S 113,022 D $ 852.689( 16 ) 156,054,805 I by Trust( 2 )
Common Stock 08/09/2022 S 136,789 D $ 853.737( 17 ) 155,918,016 I by Trust( 2 )
Common Stock 08/09/2022 S 67,457 D $ 854.706( 18 ) 155,850,559 I by Trust( 2 )
Common Stock 08/09/2022 S 66,202 D $ 855.629( 19 ) 155,784,357 I by Trust( 2 )
Common Stock 08/09/2022 S 74,948 D $ 856.773( 20 ) 155,709,409 I by Trust( 2 )
Common Stock 08/09/2022 S 49,740 D $ 857.629( 21 ) 155,659,669 I by Trust( 2 )
Common Stock 08/09/2022 S 68,785 D $ 858.836( 22 ) 155,590,884 I by Trust( 2 )
Common Stock 08/09/2022 S 100,838 D $ 859.904( 23 ) 155,490,046 I by Trust( 2 )
Common Stock 08/09/2022 S 146,968 D $ 860.85( 24 ) 155,343,078 I by Trust( 2 )
Common Stock 08/09/2022 S 97,548 D $ 861.754( 25 ) 155,245,530 I by Trust( 2 )
Common Stock 08/09/2022 S 94,328 D $ 862.819( 26 ) 155,151,202 I by Trust( 2 )
Common Stock 08/09/2022 S 29,217 D $ 863.616( 27 ) 155,121,985 I by Trust( 2 )
Common Stock 08/09/2022 S 11,779 D $ 864.849( 28 ) 155,110,206 I by Trust( 2 )
Common Stock 08/09/2022 S 6,130 D $ 866.561( 29 ) 155,104,076 I by Trust( 2 )
Common Stock 08/09/2022 S 2,283 D $ 869.21 155,101,793 I by Trust( 2 )
Common Stock 08/09/2022 S 42,874 D $ 871.199( 30 ) 155,058,919 I by Trust( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Musk Elon
C/O TESLA, INC.
1 TESLA ROAD
AUSTIN, TX78725
X X CEO
Signatures
By: Aaron Beckman by Power of Attorney For: Elon Musk 08/09/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $838.180 to $839.170, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 2 )The Elon Musk Revocable Trust dated July 22, 2003, for which the reporting person is trustee.
( 3 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $839.180 to $840.170, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 4 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $840.260 to $841.250, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 5 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $841.255 to $842.248, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 6 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $842.250 to $843.240, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 7 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $843.250 to $844.240, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 8 )The price reported in Column 4 is a weighted average price . These shares were sold in multiple transactions at prices ranging from $844.245 to $845.235, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 9 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $845.240 to $846.230, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 10 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $846.235 to $847.225, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 11 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $847.230 to $848.223, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 12 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $848.225 to $849.215, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 13 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $849.220 to $850.213, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 14 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $850.215 to $851.200, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 15 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $851.210 to $852.200, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 16 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $852.205 to $853.190, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 17 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $853.200 to $854.190, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 18 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $854.200 to $855.190, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 19 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $855.200 to $856.180, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 20 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $856.200 to $857.190, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 21 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $857.220 to $858.200, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 22 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $858.320 to $859.310, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 23 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $859.330 to $860.320, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 24 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $860.325 to $861.315, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 25 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $861.320 to $862.310, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 26 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $862.315 to $863.300, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 27 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $863.310 to $863.970, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 28 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $864.680 to $865.050, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 29 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $866.350 to $866.860, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 30 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $871.070 to $872.060, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Remarks:
This Form 4 is the first of two Form 4s being filed by the Reporting Person relating to the same event. The Form 4 has been split into two filings to cover all 33 individual transactions that occurred on the same Transaction Date, because the SEC's EDGAR filing system limits a single Form 4 to a maximum of 30 separate transactions. Each Form 4 will be filed by the Reporting Person.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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