Sec Form 4 Filing - MOROUN MATTHEW T @ UNIVERSAL LOGISTICS HOLDINGS, INC. - 2020-12-15

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MOROUN MATTHEW T
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL LOGISTICS HOLDINGS, INC. [ ULH]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
12225 STEPHENS ROAD
3. Date of Earliest Transaction (MM/DD/YY)
12/15/2020
(Street)
WARREN, MI48089
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, no par value 12/15/2020 G( 1 ) 3,009,800 D $ 0 417,757 ( 1 ) I By Manuel J. Moroun Revocable Trust
Common Stock, no par value 05/03/2021 G( 2 ) V 81,079 D $ 0 0 ( 2 ) I By Nora M. Moroun Annuity Trust
Common Stock, no par value 06/18/2021 S( 3 ) 417,757 D $ 21 0 I By Manuel J. Moroun Revocable Trust
Common Stock, no par value 06/18/2021 P( 3 ) 417,757 A $ 21 780,648 ( 3 ) ( 4 ) I By 2020 Nora Moroun Trust
Common Stock, no par value 14,302,736 D
Common Stock, no par value 285,550 ( 5 ) I By spouse
Common Stock, no par value 762,042 ( 4 ) ( 6 ) I By 2020 Lindsay Moroun Trust
Common Stock, no par value 236,917 ( 4 ) I By Redoubtable, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MOROUN MATTHEW T
12225 STEPHENS ROAD
WARREN, MI48089
X X
Signatures
/s/ Matthew T. Moroun 06/22/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On December 15, 2020, 3,009,800 shares of ULH common stock were distributed by the Manuel J. Moroun Revocable Trust Under Agreement, dated March 24, 1977 (the "MJM Trust") to a beneficiary of the MJM Trust, Nora M. Moroun. The Reporting Person is the trustee of the MJM Trust, and Nora M. Moroun is the mother of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his residual pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares.
( 2 )On May 3, 2021, the remaining 81,079 shares formerly held by the Nora M. Moroun 2019 Annuity Trust dated April 25, 2019 were distributed to Nora M. Moroun, individually, pursuant to the terms of the trust.
( 3 )On June 18, 2021, the MJM Trust sold 447,400 shares of ULH common stock to the 2020 Irrevocable Nora M. Moroun Trust dated November 20, 2020 (the "2020 Nora Moroun Trust") in a private transaction. The Reporting Person is the trustee of the MJM Trust and the 2020 Nora Moroun Trust. The Reporting Person disclaims beneficial ownership of the securities held by the 2020 Nora Moroun Trust except to the extent of his residual pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares.
( 4 )On December 22, 2020, the 2020 Nora Moroun Trust and the 2020 Irrevocable Lindsay Moroun Trust dated November 20, 2020 (the "2020 Lindsay Moroun Trust") contributed 84,509 shares and 152,408 shares, respectively, of ULH common stock to Redoubtable, LLC, a Michigan limited liability company. The Reporting Person is the trustee of the 2020 Nora Moroun Trust and the 2020 Lindsay Moroun Trust and is the manager of Redoubtable, LLC. The Reporting Person disclaims beneficial ownership of the securities held by Redoubtable, LLC except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares.
( 5 )The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares.
( 6 )The Reporting Person is the trustee of the 2020 Lindsay Moroun Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares.

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