Sec Form 4 Filing - Kapoor Rohit @ ExlService Holdings, Inc. - 2021-03-25

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Kapoor Rohit
2. Issuer Name and Ticker or Trading Symbol
ExlService Holdings, Inc. [ EXLS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CEO & Vice Chairman
(Last) (First) (Middle)
320 PARK AVENUE
3. Date of Earliest Transaction (MM/DD/YY)
03/25/2021
(Street)
NEW YORK, NY10022
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.001 per share 03/25/2021 S( 1 ) 33,824 D $ 90.24 ( 2 ) 186,080 D
Common Stock, par value $0.001 per share 03/25/2021 S( 3 ) 13,017 D $ 90.13 ( 4 ) 158,185 I Footnotes ( 5 )
Common Stock, par value $0.001 per share 40,219 I Footnotes ( 6 )
Common Stock, par value $0.001 per share 177,134 I Footnotes ( 7 )
Common Stock, par value $0.001 per share 84,000 I Footnotes ( 8 )
Common Stock, par value $0.001 per share 84,000 I Footnotes ( 9 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Kapoor Rohit
320 PARK AVENUE
NEW YORK, NY10022
X CEO & Vice Chairman
Signatures
/s/ Lazbart Oseni, Attorney-in-Fact 03/29/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
( 2 )This transaction was executed in multiple trades at prices ranging from $89.95 to $90.77 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.
( 3 )This sale was made pursuant to a 10b5-1 plan previously entered into by the Rohit Kapoor 2016 Family Trust.
( 4 )This transaction was executed in multiple trades at prices ranging from $89.95 to $90.60 per share. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares.
( 5 )Owned by the Rohit Kapoor 2016 Family Trust.
( 6 )Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2013 GRAT.
( 7 )Owned by the 2016 Kapoor Family Trust Created Under the Rohit Kapoor 2005 GRAT.
( 8 )Owned by the Rohit Kapoor Spousal Lifetime Access Trust.
( 9 )Owned by the Shikha Kapoor 2005 Family Trust.

Remarks:
Mr. Oseni is the Company's Head of Administration and Accounts.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.