Sec Form 4 Filing - Datar Srikant M. @ T-Mobile US, Inc. - 2020-07-13

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Datar Srikant M.
2. Issuer Name and Ticker or Trading Symbol
T-Mobile US, Inc. [ TMUS]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O T-MOBILE US, INC., 12920 SE 38TH STREET
3. Date of Earliest Transaction (MM/DD/YY)
07/13/2020
(Street)
BELLEVUE, WA98006
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/13/2020 M 300 ( 1 ) A $ 103 13,724 I By Safari LLC ( 2 )
Common Stock 07/14/2020 M 200 ( 1 ) A $ 103 8,200 I By Datar Investment LLC ( 3 )
Common Stock 15,989 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Subscription Rights (right to buy) ( 4 ) $ 103 07/13/2020 S 8,593 ( 5 ) ( 6 ) Common Stock 8,593 $ 0.1715 ( 7 ) 5,000 D
Subscription Rights (right to buy) ( 4 ) $ 103 07/13/2020 S 7,424 ( 5 ) ( 6 ) Common Stock 7,424 $ 0.179 6,000 I Safari Investment LLC
Subscription Rights (right to buy) ( 4 ) $ 103 07/13/2020 X 6,000 ( 5 ) ( 6 ) Common Stock 6,000 $ 103 0 I Safari Investment LLC
Subscription Rights (right to buy) ( 4 ) $ 103 07/14/2020 S 4,000 ( 5 ) ( 6 ) Common Stock 4,000 $ 0.185 4,000 I Datar Investment LLC
Subscription Rights (right to buy) $ 103 07/14/2020 X 4,000 ( 5 ) ( 6 ) Common Stock 4,000 $ 103 0 I Datar Investment LLC
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Datar Srikant M.
C/O T-MOBILE US, INC.
12920 SE 38TH STREET
BELLEVUE, WA98006
X
Signatures
/s/ Frederick Williams, Attorney-in-Fact 07/15/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares acquired through the exercise of subscription rights, at a rate of .05 shares of common stock per subscription right exercised.
( 2 )The reporting person and his spouse gifted all of the interests in Safari LLC to trusts for the benefit of their adult children. The reporting person and his spouse continue to serve as managers of Safari LLC. The reporting person disclaims beneficial ownership of the shares of T-Mobile US, Inc. common stock held by Safari LLC except to the extent of his pecuniary interest therein, if any.
( 3 )The reporting person and his spouse gifted all of the interests in Datar Investment LLC to trusts for the benefit of their adult children. The reporting person and his spouse continue to serve as managers of Datar Investment LLC. The reporting person disclaims beneficial ownership of the shares of T-Mobile US, Inc. common stock held by Safari LLC except to the extent of his pecuniary interest therein, if any.
( 4 )The subscription rights sold were distributed by T-Mobile US, Inc. in a transaction exempt under Exchange Act Rule 16a-9(b).
( 5 )The rights offering commenced on June 26, 2020.
( 6 )The rights offering will expire at 5:00 p.m., Eastern time, on July 27, 2020 unless extended by T-Mobile US, Inc.
( 7 )The price reported in Column 8 is a weighted average price. These subscription rights were sold in multiple transactions ranging from $0.17 to $0.172, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, T-Mobile US, Inc. or any security holder of T-Mobile US, Inc., upon request, full information regarding the number of subscription rights sold at each separate price within the range.

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