Sec Form 3/A Filing - Duggirala Amala @ REGIONS FINANCIAL CORP - 2020-12-08

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FORM 3/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Duggirala Amala
2. Issuer Name and Ticker or Trading Symbol
REGIONS FINANCIAL CORP [ RF]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SEVP
(Last) (First) (Middle)
P. O. BOX 10247
3. Date of Earliest Transaction (MM/DD/YY)
12/08/2020
(Street)
BIRMINGHAM, AL35202-0247
4. If Amendment, Date Original Filed (MM/DD/YY)
12/18/2020
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Obligation to Sell) $ 17 ( 1 ) ( 1 ) Common Stock 10,000 D
Stock Option (Obligation to Sell) $ 18 ( 2 ) ( 2 ) Common Stock 10,000 D
Stock Option (Obligation to Sell) $ 17 ( 3 ) ( 3 ) Common Stock 10,000 D
Stock Option (Obligation to Sell) $ 19 ( 4 ) ( 4 ) Common Stock 10,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Duggirala Amala
P. O. BOX 10247
BIRMINGHAM, AL35202-0247
SEVP
Signatures
Lachelle S. Koon - Attorney-in-Fact 11/10/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )One hundred short call option contracts each representing the obligation to sell 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such obligation expiring on January 15, 2021.
( 2 )One hundred short call option contracts each representing the obligation to sell 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such obligation expiring on February 19, 2021.
( 3 )One hundred short call option contracts each representing the obligation to sell 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such obligation expiring on May 21, 2021.
( 4 )One hundred short call option contracts each representing the obligation to sell 100 shares of Regions Financial Corporation common stock at the strike price indicated above with such obligation expiring on May 21, 2021.

Remarks:
This Form 3 amendment is being filed to report certain option contracts held (as further described in Table II above and the related footnotes) that were not reported on the Reporting Person's Form 3 originally filed on December 18, 2020.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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