Sec Form 4 Filing - GHALIE RICHARD G @ MEI Pharma, Inc. - 2021-07-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
GHALIE RICHARD G
2. Issuer Name and Ticker or Trading Symbol
MEI Pharma, Inc. [ MEIP]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Medical Officer
(Last) (First) (Middle)
C/O MEI PHARMA, INC., 11455 EL CAMINO REAL, SUITE 250
3. Date of Earliest Transaction (MM/DD/YY)
07/01/2021
(Street)
SAN DIEGO, CA92130
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 2.95 07/01/2021 A 320,000 ( 1 ) 07/01/2031 Common Stock 320,000 $ 0 320,000 D
Stock Option (Right to Buy) $ 1.21 ( 2 ) 03/07/2026 Common Stock 130,000 130,000 D
Stock Option (Right to Buy) $ 1.38 ( 2 ) 07/14/2026 Common Stock 25,000 25,000 D
Stock Option (Right to Buy) $ 2.88 ( 3 ) 07/07/2027 Common Stock 65,000 65,000 D
Stock Option (Right to Buy) $ 4.28 ( 4 ) 07/12/2028 Common Stock 130,000 130,000 D
Stock Option (Right to Buy) $ 2.52 ( 5 ) 07/01/2029 Common Stock 150,000 150,000 D
Stock Option (Right to Buy) $ 3.49 ( 6 ) 07/02/2030 Common Stock 150,000 150,000 D
Stock Option (Right to Buy) $ 3.55 ( 7 ) 05/03/2031 Common Stock 75,000 75,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
GHALIE RICHARD G
C/O MEI PHARMA, INC.
11455 EL CAMINO REAL, SUITE 250
SAN DIEGO, CA92130
Chief Medical Officer
Signatures
/s/ Brian G. Drazba, as attorney in fact 07/06/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )One-quarter of such options shall vest on July 1, 2022, and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 1, 2022.
( 2 )All options are currently exercisable.
( 3 )One-quarter of such options vested on July 7, 2018, and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 7, 2018.
( 4 )One-quarter of such options vested on July 12, 2019, and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 12, 2019.
( 5 )One-quarter of such options vested on July 1, 2020, and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 1, 2020.
( 6 )One-quarter of such options vested on July 2, 2021, and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on July 2, 2021.
( 7 )One-quarter of such options shall vest on May 3, 2022, and the remaining three-quarters of such options shall vest monthly over a three-year period beginning on May 3, 2022.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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