Sec Form 4 Filing - MATTHEWS OWEN NICHOLAS @ COUNTERPATH CORP - 2021-03-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MATTHEWS OWEN NICHOLAS
2. Issuer Name and Ticker or Trading Symbol
COUNTERPATH CORP [ CPAH]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Vice Chairman
(Last) (First) (Middle)
1006 GOVERNMENT STREET
3. Date of Earliest Transaction (MM/DD/YY)
03/01/2021
(Street)
VICTORIA, A1V8W 1X7
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 227,746.7 D
Common Shares 03/01/2021 J( 2 ) 227,746.7 D $ 3.49 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Deferred Share Units ( 1 ) 12/14/2009 ( 1 ) Common 3,629 3,629 D
Deferred Share Units ( 1 ) 06/18/2010 ( 1 ) Common 2,250 5,879 D
Deferred Share Units ( 1 ) 07/25/2011 ( 1 ) Common 1,216.2 7,095.2 D
Deferred Share Units ( 1 ) 07/19/2012 ( 1 ) Common 1,197.6 8,292.8 D
Deferred Share Units ( 1 ) 07/25/2013 ( 1 ) Common 1,759.7 10,052.5 D
Deferred Share Units ( 1 ) 07/11/2014 ( 1 ) Common 2,621 12,673.5 D
Deferred Share Units ( 1 ) 07/17/2015 ( 1 ) Common 5,693.2 18,366.7 D
Deferred Share Units ( 1 ) 07/14/2016 ( 1 ) Common 12,144 30,480.7 D
Deferred Share Units ( 1 ) 07/14/2017 ( 1 ) Common 13,376 43,856.7 D
Deferred Share Units ( 1 ) 07/26/2018 ( 1 ) Common 11,415 55,271.7 D
Deferred Share Units ( 1 ) 11/04/2019 ( 1 ) Common 15,845 71,116.7 D
Deferred Share Units ( 1 ) 03/01/2021 J( 2 ) 71,116.7 ( 1 ) ( 1 ) Common 71,116.7 ( 1 ) 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MATTHEWS OWEN NICHOLAS
1006 GOVERNMENT STREET
VICTORIA, A1V8W 1X7
X Vice Chairman
Signatures
/s/ Owen Matthews 03/03/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date.
( 2 )In connection with a merger with a subsidiary of Alianza, Inc., the common shares were acquired for $3.49 per common share and the deferred share units were cancelled in exchange for $3.49 per deferred share unit.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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