Sec Form 3 Filing - Borck Leon @ EQUITY BANCSHARES INC - 2021-10-02

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Borck Leon
2. Issuer Name and Ticker or Trading Symbol
EQUITY BANCSHARES INC [ EQBK]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
7701 E KELLOGG SUITE 300
3. Date of Earliest Transaction (MM/DD/YY)
10/02/2021
(Street)
WICHITA, KS67207
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 6,045 ( 1 ) D
Common Stock 112,455 ( 1 ) I BORCK GRANDCHILDREN IRREVOCABLE TRUST DATED 11/18/11 ( 2 )
Common Stock 21,036 ( 1 ) I EDBI, Inc. ( 3 )
Common Stock 100,476 ( 1 ) I Innovative Livestock Services, Inc. ( 4 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) o r Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Borck Leon
7701 E KELLOGG SUITE 300
WICHITA, KS67207
X
Signatures
/s/ Eric R. Newell, attorney-in-fact 10/12/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents shares of Class A Common Stock of Equity Bancshares, Inc. (the "Issuer") received in exchange for shares of common stock of American State Bancshares, Inc. ("ASBI") pursuant to the Agreement and Plan of Reorganization, dated May 14, 2021 ( the "Agreement"), between the Issuer and ASBI. Under the Agreement, the exchange ratio was 2.4644 shares of Issuer Class A common stock for each share of ASBI common stock, with fractional shares paid in cash.
( 2 )The reporting person is a Trustee of the Borck Grandchildren Irrevocable Trust Dated 11/18/11
( 3 )The reporting person is the President of EDBI, Inc. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
( 4 )The reporting person is the Chairman of the Board of Innovative Livestock Services, Inc. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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