Sec Form 4 Filing - STEPHENS WARREN A @ CONNS INC - 2021-06-04

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
STEPHENS WARREN A
2. Issuer Name and Ticker or Trading Symbol
CONNS INC [ CONN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
111 CENTER STREET
3. Date of Earliest Transaction (MM/DD/YY)
06/04/2021
(Street)
LITTLE ROCK, AR72201
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/16/2021 G V 4,717 D $ 0 426,829 I By Warren A. Stephens Trust
Common Stock 05/04/2021 G V 531 D $ 0 639,985 I By Stephens Investments Holdings LLC
Common Stock 06/04/2021 S 14,648 D $ 29.0232 ( 1 ) 625,337 I By Stephens Investments Holdings LLC
Common Stock 06/07/2021 S 16,048 D $ 29.2792 609,289 I By Stephens Investments Holdings LLC
Common Stock 06/08/2021 S 35,283 D $ 29.4016 574,006 I By Stephens Investments Holdings LLC
Common Stock 06/04/2021 S 14,648 D $ 29.0232 295,698 I By Laura Whitaker Stephens WHCT Trust
Common Stock 06/07/2021 S 16,048 D $ 29.2792 279,650 I By Laura Whitaker Stephens WHCT Trust
C ommon Stock 06/08/2021 S 35,283 D $ 29.4016 244,367 I By Laura Whitaker Stephens WHCT Trust
Common Stock 06/04/2021 S 14,648 D $ 29.0232 327,433 I By Harriet C. Stephens Trust
Common Stock 06/07/2021 S 16,048 D $ 29.2792 311,385 I By Harriet C. Stephens Trust
Common Stock 06/08/2021 S 35,283 D $ 29.4016 276,102 I By Harriet C. Stephens Trust
Common Stock 143,333 I By Warren Miles Amerine Stephens Family Trust One
Common Stock 143,333 I By John Calhoun Stephens Family Trust One
Common Stock 143,334 I By Laura Whitaker Stephens Family Trust One
Common Stock 1,092,128 I By WAS Family Trust Five
Common Stock 128,450 I By Laura W. Stephens WAS Grantor Trust
Common Stock 22,619 I By Warren Miles Amerine Stephens 2012 Trust
Common Stock 285,000 I By Warren A. Stephens Roth IRA
Common Stock 82,430 I By Stephens Inc.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
STEPHENS WARREN A
111 CENTER STREET
LITTLE ROCK, AR72201
X
Signatures
Todd Ferguson, attorney in fact for reporting person 06/08/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reporting person effected open market sale transactions through trade orders executed by a broker-dealer. All of the sale prices reported herein reflect the average sale prices.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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