Sec Form 4 Filing - SEELBACH CHLOE R @ HYSTER-YALE MATERIALS HANDLING, INC. - 2021-12-15

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
SEELBACH CHLOE R
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Member of a Group
(Last) (First) (Middle)
5875 LANDERBROOK DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
12/15/2021
(Street)
MAYFIELD HEIGHTS, OH44124
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 12/15/2021 J( 1 ) 11,245 D $ 0 0 I Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock 12/15/2021 J( 2 ) 10,756 A $ 0 18,082 I Held by Trust for the benefit of Reporting Person.
Class A Common Stock 12/15/2021 J( 1 ) 1,321 D $ 0 0 I Spouse's proportionate interests in shares held by Rankin Associates II.( 3 )
Class A Common Stock 12/15/2021 J( 1 ) 1,282 D $ 0 0 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.( 3 )
Class A Common Stock 12/15/2021 J( 1 ) 1,134 D $ 0 0 I proportionate interest in shares held by Rankin Associates V
Class A Common Stock 12/15/2021 J( 1 ) 846 D $ 0 0 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.( 3 )
Class A Common Stock 12/15/2021 J( 2 ) 722 A $ 0 1,444 I Reporting Person is trustee of Trust fbo minor child.( 3 )
Class A Common Stock 12/15/2021 J( 2 ) 722 A $ 0 1,444 I Held by spouse( 3 )
Class A Common Stock 12/15/2021 J( 1 ) 687 D $ 0 0 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.( 3 )
Class A Common Stock 12/15/2021 J( 1 ) 634 D $ 0 0 I Spouse's proportionate interest in shares held by Rankin Associates VI( 3 )
Class A Common Stock 12/15/2021 J( 1 ) 633 D $ 0 0 I Child's proportionate interest in shares held by Rankin Associates VI( 3 )
Class A Common Stock 12/15/2021 J( 1 ) 633 D $ 0 0 I Child's proportionate interest in shares held by Rankin Associates VI( 3 )
Class A Common Stock 12/15/2021 J( 1 ) 633 D $ 0 0 I Child's proportionate interest in shares held by Rankin Associates VI( 3 )
Class A Common Stock 12/15/2021 J( 2 ) 563 A $ 0 1,126 I Reporting Person is trustee of Trust fbo minor child.( 3 )
Class A Common Stock 12/15/2021 J( 1 ) 535 D $ 0 0 I Proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 12/15/2021 J( 1 ) 461 D $ 0 0 I Child's proportionate interests held in shares in Rankin Associates V( 3 )
Class A Common Stock 12/15/2021 J( 1 ) 461 D $ 0 0 I Child's proportionate interests held in shares in Rankin Associates V( 3 )
Class A Common Stock 12/15/2021 J( 1 ) 461 D $ 0 0 I Child's proportionate interests held in shares in Rankin Associates V( 3 )
Class A Common Stock 12/15/2021 J( 1 ) 377 D $ 0 0 I Spouse's proportionate interests held in shares in Rankin Associates V( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 4 ) 12/15/2021 J( 1 ) 11,245 ( 4 ) ( 4 ) Class A Common Stock 11,245 $ 0 22,490 I Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class B Common Stock ( 4 ) 12/15/2021 J( 2 ) 10,756 ( 4 ) ( 4 ) Class A Common Stock 10,756 $ 0 0 I Held by Trust for the benefit of Reporting Person
Class B Common Stock ( 4 ) 12/15/2021 J( 1 ) 1,321 ( 4 ) ( 4 ) Class A Common Stock 1,321 $ 0 2,642 I Spouse's proportionate interests in shares held by Rankin Associates II.( 3 )
Class B Common Stock ( 4 ) 12/15/2021 J( 1 ) 1,282 ( 4 ) ( 4 ) Class A Common Stock 1,282 $ 0 2,564 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.( 3 )
Class B Common Stock ( 4 ) 12/15/2021 J( 1 ) 1,134 ( 4 ) ( 4 ) Class A Common Stock 1,134 $ 0 1,134 I Proportionate interest in shares held by Rankin Associates V
Class B Common Stock ( 4 ) 12/15/2021 J( 1 ) 846 ( 4 ) ( 4 ) Class A Common Stock 846 $ 0 1,692 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.( 3 )
Class B Common Stock ( 4 ) 12/15/2021 J( 2 ) 722 ( 4 ) ( 4 ) Class A Common Stock 722 $ 0 0 I Reporting Person is trustee of Trust fbo minor child.( 3 )
Class B Common Stock ( 4 ) 12/15/2021 J( 2 ) 722 ( 4 ) ( 4 ) Class A Common Stock 722 $ 0 0 I Held by spouse( 3 )
Class B Common Stock ( 4 ) 12/15/2021 J( 1 ) 687 ( 4 ) ( 4 ) Class A Common Stock 687 $ 0 1,374 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.( 3 )
Class B Common Stock ( 4 ) 12/15/2021 J( 1 ) 634 ( 4 ) ( 4 ) Class A Common Stock 634 $ 0 634 I Spouse's proportionate interest in shares held by Rankin Associates VI( 3 )
Class B Common Stock ( 4 ) 12/15/2021 J( 1 ) 633 ( 4 ) ( 4 ) Class A Common Stock 633 $ 0 633 I Child's proportionate interest in shares held by Rankin Associates VI( 3 )
Class B Common Stock ( 4 ) 12/15/2021 J( 1 ) 633 ( 4 ) ( 4 ) Class A Common Stock 633 $ 0 633 I Child's proportionate interest in shares held by Rankin Associates VI( 3 )
Class B Common Stock ( 4 ) 12/15/2021 J( 1 ) 633 ( 4 ) ( 4 ) Class A Common Stock 633 $ 0 633 I Child's proportionate interest in shares held by Rankin Associates VI( 3 )
Class B Common Stock ( 4 ) 12/15/2021 J( 2 ) 563 ( 4 ) ( 4 ) Class A Common Stock 563 $ 0 0 I Reporting Person is trustee of Trust fbo minor child.( 3 )
Class B Common Stock ( 4 ) 12/15/2021 J( 1 ) 535 ( 4 ) ( 4 ) Class A Common Stock 535 $ 0 535 I Proportionate interest in shares held by Rankin Associates VI
Class B Common Stock ( 4 ) 12/15/2021 J( 1 ) 461 ( 4 ) ( 4 ) Class A Common Stock 461 $ 0 461 I Child's proportionate interests held in shares in Rankin Associates V( 3 )
Class B Common Stock ( 4 ) 12/15/2021 J( 1 ) 461 ( 4 ) ( 4 ) Class A Common Stock 461 $ 0 461 I Child's proportionate interests held in shares in Rankin Associates V( 3 )
Class B Common Stock ( 4 ) 12/15/2021 J( 1 ) 461 ( 4 ) ( 4 ) Class A Common Stock 461 $ 0 461 I Child's proportionate interests held in shares in Rankin Associates V( 3 )
Class B Common Stock ( 4 ) 12/15/2021 J( 1 ) 377 ( 4 ) ( 4 ) Class A Common Stock 377 $ 0 377 I Spouse's proportionate interests held in shares in Rankin Associates V( 3 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SEELBACH CHLOE R
5875 LANDERBROOK DRIVE
MAYFIELD HEIGHTS, OH44124
Member of a Group
Signatures
/s/ Suzanne S. Taylor, attorney-in-fact 12/17/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Class A shares were exchanged for Class B shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
( 2 )Class B shares were exchanged for Class A shares pursuant to the terms of the Stockholders' Agreement dated September 28, 2012, as amended.
( 3 )Reporting Person disclaims beneficial ownership of all such shares.
( 4 )N/A

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