Sec Form 3/A Filing - Symetryx Corp @ NeuBase Therapeutics, Inc. - 2023-08-23

Insider filing report for Changes in Beneficial Ownership
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FORM 3/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Symetryx Corp
2. Issuer Name and Ticker or Trading Symbol
NeuBase Therapeutics, Inc. [ NBSE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
2828 BATHURST ST #400
3. Date of Earliest Transaction (MM/DD/YY)
08/23/2023
(Street)
TORONTO, A6M6B3A7
4. If Amendment, Date Original Filed (MM/DD/YY)
09/01/2023
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, Par Value $0.0001 per Share 109,508 ( 1 ) D
Common Stock, Par Value $0.0001 per Share 80,973 ( 2 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Symetryx Corp
2828 BATHURST ST #400
TORONTO, A6M6B3A7
X
Shiff Barry
461 LYTTON BLVD.
TORONTO, A6M5N 1S5
X
Shiff Aleta
461 LYTTON BLVD.
TORONTO, A6M5N 1S5
X
Signatures
Barry Shiff 09/12/2023
Signature of Reporting Person Date
Aleta Shiff 09/12/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The shares listed in Table I, Row 1, Column 3 are beneficially owned by Barry Shiff, an individual through two retirement accounts. On the original Form 3 filed September 1, 2023, these shares were reported based on the beneficial ownership of each of the two separate retirement accounts, without reporting a CIK or CCC number for Mr. Shiff.
( 2 )The shares listed in Table I, Row 2, Column 3 are beneficially owned by Aleta Shiff, an individual through two retirement accounts. On the original Form 3 filed September 1, 2023, these shares were reported based on the beneficial ownership of each of the two separate retirement accounts, without reporting a CIK or CCC number for Ms. Shiff.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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