Sec Form 3 Filing - Symetryx Corp @ NeuBase Therapeutics, Inc. - 2023-08-23

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Symetryx Corp
2. Issuer Name and Ticker or Trading Symbol
NeuBase Therapeutics, Inc. [ NBSE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
2828 BATHURST ST #400
3. Date of Earliest Transaction (MM/DD/YY)
08/23/2023
(Street)
TORONTO, A6M6B3A7
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, Par Value $0.0001 per Share 428,444 D
Common Stock, Par Value $0.0001 per Share 105,708 D
Common Stock, Par Value $0.0001 per Share 3,800 D
Common Stock, Par Value $0.0001 per Share 36,485 D
Common Stock, Par Value $0.0001 per Share 44,488 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Pric e of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Symetryx Corp
2828 BATHURST ST #400
TORONTO, A6M6B3A7
X
Signatures
Barry Shiff 09/01/2023
Signature of Reporting Person Date
Barry Shiff 09/01/2023
Signature of Reporting Person Date
Barry Shiff 09/01/2023
Signature of Reporting Person Date
Aleta Shiff 09/01/2023
Signature of Reporting Person Date
Aleta Shiff 09/01/2023
Signature of Reporting Person Date
Explanation of Responses:

Remarks:
Table I:Row 1 - Shares listed are beneficially owned by Symetryx CorporationRow 2 - Shares listed are beneficially owned by Barry Shiff Registered Retirement Savings PlanRow 3 - Shares listed are beneficially owned by Barry Shiff Tax Free Savings AccountRow 4 - Shares listed are beneficially owned by Aleta Shiff Tax Free Savings AccountRow 5 - Shares listed are beneficially owned by Aleta Shiff Registered Retirement Savings PlanAddress for all beneficial owners is 2828 Bathurst Street, Suite 400, Toronto, Canada M6B-3A7Sequence of signatures below correspond to the beneficial holders in the above order

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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