Sec Form 3 Filing - Olds Nicholas G @ CONOCOPHILLIPS - 2020-08-01

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Olds Nicholas G
2. Issuer Name and Ticker or Trading Symbol
CONOCOPHILLIPS [ COP]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Senior Vice President
(Last) (First) (Middle)
16930 PARK ROW DR.
3. Date of Earliest Transaction (MM/DD/YY)
08/01/2020
(Street)
HOUSTON, TX77084
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 1,111.02 ( 1 ) I By ConocoPhillips Savings Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock ( 3 ) ( 2 ) ( 2 ) Common Stock 31.133 D
Stock Options (Right to Buy) $ 58.0775 ( 4 ) 02/05/2023 Common Stock 18,400 D
Stock Options (Right to Buy) $ 65.463 ( 5 ) 02/18/2024 Common Stock 19,200 D
Stock Options (Right to Buy) $ 69.245 ( 6 ) 02/17/2025 Common Stock 21,900 D
Stock Options (Right to Buy) $ 33.125 ( 7 ) 02/16/2026 Common Stock 29,600 D
Stock Options (Right to Buy) $ 49.755 ( 8 ) 02/14/2027 Common Stock 24,300 D
Stock Units ( 11 ) ( 9 ) ( 10 ) Common Stock 3,922.1065 D
Stock Units ( 11 ) ( 9 ) ( 10 ) Common Stock 3,866.7207 D
Stock Units ( 11 ) ( 12 ) ( 10 ) Common Stock 4,594.1351 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Olds Nicholas G
16930 PARK ROW DR.
HOUSTON, TX77084
Senior Vice President
Signatures
Whitney A. Cox, Attorney in Fact (by Power of Attorney filed herewith) 08/04/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes units acquired through routine dividend transactions that are exempt under rule 16a-11.
( 2 )The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgement that it is not an exempt transaction under an Excess Benefit Plan pursuant to rule 16b-3(c).
( 3 )The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 bases.
( 4 )Vested in three equal annual installments beginning February 5, 2014.
( 5 )Vested in three equal annual installments beginning February 18, 2015.
( 6 )Vested in three equal annual installments beginning February 17, 2016.
( 7 )Vested in three equal annual installments beginning February 16, 2017.
( 8 )Vested in three equal annual installments beginning February 14, 2018.
( 9 )The stock unit grant settles 3 years from date of grant, but may be eligible for full or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change of control. The reporting person may also elect to defer all or part of the settlement value of the units to a later date.
( 10 )The stock units do not have an expiration date.
( 11 )The stock units represent ConocoPhillips common stock on a 1-for-1 basis.
( 12 )The stock unit grant settles 3 years from date of grant, but may be eligible for full or partial settlement upon termination of employment after attainment of age 55 with five years of service, layoff, death or disability, or a change of control.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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