Sec Form 4 Filing - Gallina John E @ Anthem, Inc. - 2015-03-02

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Gallina John E
2. Issuer Name and Ticker or Trading Symbol
Anthem, Inc. [ ANTM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP & Chief Accounting Officer
(Last) (First) (Middle)
120 MONUMENT CIRCLE
3. Date of Earliest Transaction (MM/DD/YY)
03/02/2015
(Street)
INDIANAPOLIS, IN46204
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/02/2015 F 2,394 ( 1 ) D $ 146.93 19,807.75 D
Common Stock 03/02/2015 A 1,319 ( 2 ) A $ 0 21,126.75 D
Common Stock 03/03/2015 A 6,985 ( 3 ) A $ 0 28,111.75 D
Common Stock 03/03/2015 F 1,592 ( 1 ) D $ 145.99 26,519.75 D
Common Stock 03/03/2015 M 13,333 A $ 80.81 39,852.75 D
Common Stock 03/03/2015 M 2,720 A $ 65.98 42,572.75 D
Common Stock 03/03/2015 M 6,374 A $ 66.23 48,946.75 D
Common Stock 03/03/2015 M 7,895 A $ 61.88 56,841.75 D
Common Stock 03/03/2015 M 3,232 A $ 89.44 60,073.75 D
Common Stock 03/03/2015 S 35,054 ( 4 ) D $ 145.19 ( 5 ) 25,019.75 D
Common Stock 03/03/2015 G V 408 D $ 0 24,611.75 D
Common Stock 03/03/2015 S 4,100 ( 4 ) D $ 146.1 ( 6 ) 20,511.75 D
Common Stock 03/03/2015 S 400 ( 4 ) D $ 146.82 ( 7 ) 20,111.75 D
Common Stock 03/03/2015 S 1.75 D $ 145.99 20,110 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $ 146.93 03/02/2015 A 5,775 ( 8 ) 03/02/2025 Common Stock 5,775 $ 0 5,775 D
Employee Stock Option (Right to Buy) $ 80.81 03/03/2015 M 13,333 ( 9 ) 03/01/2017 Common Stock 13,333 $ 0 0 D
Employee Stock Option (Right to Buy) $ 65.98 03/03/2015 M 2,720 ( 10 ) 03/01/2018 Common Stock 2,720 $ 0 0 D
Employee Stock Option (Right to Buy) $ 66.23 03/03/2015 M 6,374 ( 11 ) 03/01/2019 Common Stock 6,374 $ 0 0 D
Employee Stock Option (Right to Buy) $ 61.88 03/03/2015 M 7,895 ( 12 ) 03/01/2020 Common Stock 7,895 $ 0 3,948 D
Employee Stock Option (Right to Buy) $ 89.44 03/03/2015 M 3,232 ( 13 ) 03/03/2021 Common Stock 3,232 $ 0 6,466 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Gallina John E
120 MONUMENT CIRCLE
INDIANAPOLIS, IN46204
SVP & Chief Accounting Officer
Signatures
/s/ Kathleen S. Kiefer, Attorney in fact 03/04/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.
( 2 )Represents restricted stock units. Restrictions lapse as follows: 439 on 3/2/16; and 440 each on 3/2/17 and 3/2/18.
( 3 )Represents performance based restricted stock units. Restrictions lapse as follows: 2,328 each on 3/3/15 and 3/3/16; and 2,329 on 3/3/17.
( 4 )The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2014.
( 5 )This transaction was executed in multiple trades at prices ranging from $144.65 to $145.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 6 )This transaction was executed in multiple trades at prices ranging from $145.65 to $146.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 7 )This transaction was executed in multiple trades at prices ranging from $146.78 to $146.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
( 8 )The option, representing a right to purchase a total of 5,775 shares, is exercisable in three equal semi-annual installments of 962 shares each and three equal semi-annual installments of 963 shares each beginning on September 2, 2015, which is the six-month anniversary of the date on which the option was granted.
( 9 )The option, representing a right to purchase a total of 13,333 shares, became exercisable in five equal semi-annual installments of 2,222 shares each and one equal semi-annual installment of 2,223 shares beginning on September 1, 2007, which was the six-month anniversary of the date on which the option was granted
( 10 )The option, representing a right to purchase a total of 8,158 shares, became exercisable in two equal semi-annual installments of 1,359 shares each and four equal semi-annual installments of 1,360 shares each beginning on September 1, 2011, which is the six-month anniversary of the date on which the option was granted.
( 11 ))The option, representing a right to purchase a total of 9,560 shares, became exercisable in four equal semi-annual installments of 1,593 shares each and two equal semi-annual installments of 1,594 shares each beginning on September 1, 2012, which was the six-month anniversary of the date on which the option was granted.
( 12 )The option, representing a right to purchase a total of 11,843 shares, became exercisable in one installment of 1,973 shares and five equal semi-annual installments of 1,974 shares each beginning on September 1, 2013, which was the six-month anniversary of the date on which the option was granted.
( 13 )The option, representing a right to purchase a total of 9,698 shares, became exercisable in four equal semi-annual installments of 1,616 shares each and two equal semi-annual installments of 1,617 shares each beginning on September 3, 2014, which was the six-month anniversary of the date on which the option was granted.

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