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HUFF CRAIG A - ASPEN AEROGELS INC - For 2017-11-30
  1. About Form 4 Filing: Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security. The initial filing is on Form 3 and changes are reported on Form 4. The Annual Statement of beneficial ownership of securities is on Form 5. The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities.
  2. Form 4 is stored in SEC's EDGAR database. EDGAR is Electronic Data Gathering, Analysis and Retrieval System. It is a registered trademark of the SEC.

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The following is an SEC EDGAR document rendered as filed.
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person *
HUFF CRAIG A
2. Issuer Name and Ticker or Trading Symbol
ASPEN AEROGELS INC [ ASPN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __ X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last)
(First)
(Middle)
C/O RESERVOIR CAPITAL GROUP, L.L.C., 767 FIFTH AVENUE, 16TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
11/30/2017
(Street)
NEW YORK, NY10153
4. If Amendment, Date Original Filed(MM/DD/YY)
6. Individual or Joint/Group Filing(Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/30/2017 S 251,915 D $ 4.3 0 I Held by Reservoir Capital Master Fund, L.P. ( 1 )
Common Stock 11/30/2017 S 2,644,066 D $ 4.3 0 I Held by Reservoir Capital Partners, L.P. ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
HUFF CRAIG A
C/O RESERVOIR CAPITAL GROUP, L.L.C.
767 FIFTH AVENUE, 16TH FLOOR
NEW YORK, NY10153
X
RESERVOIR CAPITAL PARTNERS LP
C/O RESERVOIR CAPITAL GROUP, L.L.C.
767 FIFTH AVENUE, 16TH FLOOR
NEW YORK, NY10153
X
RESERVOIR CAPITAL MASTER FUND LP
C/O RESERVOIR CAPITAL GROUP, L.L.C.
767 FIFTH AVENUE, 16TH FLOOR
NEW YORK, NY10153
X
STERN DANIEL H
C/O RESERVOIR CAPITAL GROUP, L.L.C.
767 FIFTH AVENUE, 16TH FLOOR
NEW YORK, NY10153
X
RCGM LLC
C/O RESERVOIR CAPITAL GROUP, L.L.C.
767 FIFTH AVENUE, 16TH FLOOR
NEW YORK, NY10153
X
RESERVOIR CAPITAL GROUP LLC
767 FIFTH AVENUE, 16TH FLOOR
NEW YORK, NY10153
X
RESERVOIR CAPITAL PARTNERS CAYMAN LP
C/O RESERVOIR CAPITAL GROUP, L.L.C.
767 FIFTH AVENUE, 16TH FLOOR
NEW YORK, NY10153
X
RCP GP, LLC
C/O RESERVOIR CAPITAL GROUP, L.L.C.
767 FIFTH AVENUE, 16TH FLOOR
NEW YORK, NY10153
X
Signatures
/s/ Craig A. Huff 12/04/2017
** Signature of Reporting Person Date
/s/ Reservoir Capital Partners, L.P., by RCP GP, LLC, its general partner, by Craig A. Huff, Co-Chief Executive Officer 12/04/2017
** Signature of Reporting Person Date
/s/ Reservoir Capital Master Fund, L.P., by Reservoir Capital Group, L.L.C., its general partner, by Craig A. Huff, Co-Chief Executive Officer 12/04/2017
** Signature of Reporting Person Date
/s/ Daniel H. Stern 12/04/2017
** Signature of Reporting Person Date
/s/ RCGM, LLC, by Craig A. Huff, Senior Managing Director 12/04/2017
** Signature of Reporting Person Date
/s/ Reservoir Capital Group, L.L.C., by Craig A. Huff, Co-Chief Executive Officer 12/04/2017
** Signature of Reporting Person Date
/s/ Reservoir Capital Partners (Cayman), L.P., by Reservoir Capital Group, L.L.C., its general partner, by Craig A. Huff, Co-Chief Executive Officer 12/04/2017
** Signature of Reporting Person Date
/s/ RCP GP, LLC, by Craig A. Huff, Co-Chief Executive Officer 12/04/2017
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )The securities held by Reservoir Capital Partners, L.P. ("RCP") and Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein. Amounts in Table 1 reflect changes in form of beneficial ownership that have occurred since the most recent prior statement filed by the Reporting Persons.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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