New User? Sign Up | Sign In

Sec Form 4 Filing - STERN ANDREW M @ AMN HEALTHCARE SERVICES INC - 2020-04-22

  1. About Form 4 Filing: Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security. The initial filing is on Form 3 and changes are reported on Form 4. The Annual Statement of beneficial ownership of securities is on Form 5. The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities.
  2. Form 4 is stored in SEC's EDGAR database. EDGAR is Electronic Data Gathering, Analysis and Retrieval System. It is a registered trademark of the SEC.

Enter Stock Symbol or Cik: Cik Lookup...

Search By Company or Insider Name:
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>

Email a friend >>...

SPAC List: List of Special Purpose Acquisition Companies


The following is an SEC EDGAR document rendered as filed.
Here is the list of insider trading transaction codes.

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person *
STERN ANDREW M
2. Issuer Name and Ticker or Trading Symbol
AMN HEALTHCARE SERVICES INC [ AMN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last)
(First)
(Middle)
5916 CLUB OAKS DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
04/22/2020
(Street)
DALLAS, TX75248
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/22/2020 M( 1 ) 4,048 A $ 0 6,955 D
Common Stock 04/22/2020 M( 2 ) 6,009 A $ 0 12,964 D
Common Stock 04/22/2020 M( 3 ) 9,563 A $ 0 22,527 D
Common Stock 04/22/2020 M( 4 ) 9,563 A $ 0 32,090 D
Common Stock 04/22/2020 M( 5 ) 22,575 A $ 0 54,665 D
Common Stock 04/22/2020 M( 6 ) 10,015 A $ 0 64,680 D
Common Stock 04/22/2020 M( 7 ) 10,490 A $ 0 75,170 D
Common Stock 04/22/2020 M( 8 ) 5,532 A $ 0 80,702 D
Common Stock 04/22/2020 M( 9 ) 3,793 A $ 0 84,495 D
Common Stock 04/22/2020 M( 10 ) 3,365 A $ 0 87,860 D
Common Stock 04/22/2020 M( 11 ) 2,153 A $ 0 90,013 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 12 ) 04/22/2020 M 2,153 ( 13 ) ( 14 ) Common Stock 2,153 $ 0 0 D
Restricted Stock Units ( 15 ) 04/22/2020 M 3,365 ( 16 ) ( 14 ) Common Stock 3,365 $ 0 0 D
Restricted Stock Units ( 15 ) 04/22/2020 M 3,793 ( 17 ) ( 14 ) Common Stock 3,793 $ 0 0 D
Restricted Stock Units ( 15 ) 04/22/2020 M 5,532 ( 18 ) ( 14 ) Common Stock 5,532 $ 0 0 D
Restricted Stock Units ( 15 ) 04/22/2020 M 10,490 ( 19 ) ( 14 ) Common Stock 10,490 $ 0 0 D
Restricted Stock Units ( 15 ) 04/22/2020 M 10,015 ( 20 ) ( 14 ) Common Stock 10,015 $ 0 0 D
Restricted Stock Units ( 15 ) 04/22/2020 M 22,575 ( 21 ) ( 14 ) Common Stock 22,575 $ 0 0 D
Restricted Stock Units ( 15 ) 04/22/2020 M 9,563 ( 22 ) ( 14 ) Common Stock 9,563 $ 0 0 D
Restricted Stock Units ( 15 ) 04/22/2020 M 9,563 ( 23 ) ( 14 ) Common Stock 9,563 $ 0 0 D
Restricted Stock Units ( 15 ) 04/22/2020 M 6,009 ( 24 ) ( 14 ) Common Stock 6,009 $ 0 0 D
Restricted Stock Units ( 15 ) 04/22/2020 M 4,048 ( 25 ) ( 14 ) Common Stock 4,048 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
STERN ANDREW M
5916 CLUB OAKS DRIVE
DALLAS, TX75248
X
Signatures
/s/ Denise L. Jackson, as attorney-in-fact on behalf of Andrew M. Stern 04/24/2020
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )The acquisition of Common Stock set forth in this row resulted from the deferred release of a Restricted Stock Unit ("RSU") award granted on April 18, 2007. The reporting person elected to defer receipt of these RSUs until his retirement from the Company's Board of Directors.
( 2 )The acquisition of Common Stock set forth in this row resulted from the deferred release of a RSU award granted on April 8, 2008. The reporting person elected to defer receipt of these RSUs until his retirement from the Company's Board of Directors.
( 3 )The acquisition of Common Stock set forth in this row resulted from the deferred release of a RSU award granted on April 9, 2009. The reporting person elected to defer receipt of these RSUs until his retirement from the Company's Board of Directors.
( 4 )The acquisition of Common Stock set forth in this row resulted from the deferred release of a RSU award granted on April 13, 2010. The reporting person elected to defer receipt of these RSUs until his retirement from the Company's Board of Directors.
( 5 )The acquisition of Common Stock set forth in this row resulted from the deferred release of a RSU award granted on April 18, 2012. The reporting person elected to defer receipt of these RSUs until his retirement from the Company's Board of Directors.
( 6 )The acquisition of Common Stock set forth in this row resulted from the deferred release of a RSU award granted on April 24, 2013. The reporting person elected to defer receipt of these RSUs until his retirement from the Company's Board of Directors.
( 7 )The acquisition of Common Stock set forth in this row resulted from the deferred release of a RSU award granted on April 23, 2014. The reporting person elected to defer receipt of these RSUs until his retirement from the Company's Board of Directors.
( 8 )The acquisition of Common Stock set forth in this row resulted from the deferred release of a RSU award granted on April 22, 2015. The reporting person elected to defer receipt of these RSUs until his retirement from the Company's Board of Directors.
( 9 )The acquisition of Common Stock set forth in this row resulted from the deferred release of a RSU award granted on April 20, 2016. The reporting person elected to defer receipt of these RSUs until his retirement from the Company's Board of Directors.
( 10 )The acquisition of Common Stock set forth in this row resulted from the deferred release of a RSU award granted on April 18, 2017. The reporting person elected to defer receipt of these RSUs until his retirement from the Company's Board of Directors.
( 11 )The acquisition of Common Stock set forth in this row resulted from the deferred release of a RSU award granted on April 18, 2018. The reporting person elected to defer receipt of these RSUs until his retirement from the Company's Board of Directors.
( 12 )The RSUs were granted pursuant to the AMN Healthcare 2017 Equity Plan. Each RSU represents a contingent right to receive one share of AMN Common Stock.
( 13 )The RSUs were granted on April 18, 2018 and vest on the earlier of (i) the one year anniversary of the grant date, or (ii) the date of the Company's 2019 Annual Meeting of Shareholders.
( 14 )RSUs do not have an expiration date.
( 15 )The RSUs were granted pursuant to the AMN Healthcare Equity Plan. Each RSU represents a contingent right to receive one share of AMN Common Stock.
( 16 )The RSUs were granted on April 18, 2017 and vest on the earlier of (i) the one year anniversary of the grant date, or (ii) the date of the Company's 2018 Annual Meeting of Shareholders.
( 17 )The RSUs were granted on April 20, 2016 and vest on the earlier of (i) the one year anniversary of the grant date, or (ii) the date of the Company's 2017 Annual Meeting of Shareholders.
( 18 )The RSUs were granted on April 22, 2015 and vest on the earlier of (i) the one year anniversary of the grant date, or (ii) the date of the Company's 2016 Annual Meeting of Shareholders.
( 19 )The RSUs were granted on April 23, 2014 and vest on the earlier of (i) the one year anniversary of the grant date, or (ii) the date of the Company's 2015 Annual Meeting of Shareholders.
( 20 )The RSUs were granted on April 24, 2013 and vest on the earlier of (i) the one year anniversary of the grant date, or (ii) the date of the Company's 2014 Annual Meeting of Shareholders.
( 21 )The RSUs were granted on April 18, 2012 and vest on the earlier of (i) the one year anniversary of the grant date, or (ii) the date of the Company's 2013 Annual Meeting of Shareholders.
( 22 )The RSUs were granted on April 13, 2010 and vested in three tranches on the first, second and third anniversaries of the grant date.
( 23 )The RSUs were granted on April 9, 2009 and vested in three tranches on the first, second and third anniversaries of the grant date.
( 24 )The RSUs were granted on April 8, 2008 and vested in three tranches on the first, second and third anniversaries of the grant date.
( 25 )The RSUs were granted on April 18, 2007 and vested in three tranches on the first, second and third anniversaries of the grant date.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.