Sec Form 3 Filing - Hardisty Thomas E @ Eco-Stim Energy Solutions, Inc. - 2013-12-13

FORM 3 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL OMB Number: 3235-0287 Expires: November 30, 2011 Estimated average burden hours per response... 0.5

1. Name and Address of Reporting Person Hardisty Thomas E 2. Issuer Name and Ticker or Trading Symbol Eco-Stim Energy Solutions, Inc. [ ESES] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Last) (First) (Middle) 2930 W. SAM HOUSTON PKWY. N., SUITE 275 3. Date of Earliest Transaction (MM/DD/YY) 12/13/2013 (Street) HOUSTON, TX77043 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 21,385 ( 1 ) ( 2 ) ( 3 ) D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Stock Option $ 0.33 07/01/2014 07/01/2022 Common Stock 583 D Stock Option $ 3.33 08/28/2014 08/28/2022 Common Stock 729 D Stock Option $ 6 ( 4 ) 10/24/2023 Common Stock 10,000 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Hardisty Thomas E 2930 W. SAM HOUSTON PKWY. N. SUITE 275 HOUSTON, TX77043 X Signatures /s/ Alexander Nickolatos, Attorney-in-Fact 10/15/2014 Signature of Reporting Person Date

Explanation of Responses:

( 1 )The filer received his shares of the Common Stock of the Company on December 11, 2013, pursuant to that certain Agreement and Plan of Reorganization dated as of September 18, 2013 (the "Merger Agreement"), by and among the Company (then named "Vision Global Solutions, Inc.") FRI Merger Sub, Inc., a wholly-owned Delaware subsidiary of the Company ("MergerCo"), and Frac Rock International, Inc., a privately-held Delaware corporation ("FRI"), pursuant to which MergerCo merged with and into FRI, with FRI surviving the merger as a wholly owned subsidiary of the Company (the "Merger"). Pursuant to the Merger Agreement, each of the filer's shares of FRI Common Stock was exchanged for one share of the Company's Common Stock, each of his options to purchase FRI Common stock was assumed by the Company and became options to purchase the same number of the Company's Common Stock, and the filer became a director of the Company. ( 2 )(Continued from footnote 1) In connection with the Merger, the Company amended and restated its articles of incorporation and changed its name to "Eco-Stim Energy Solutions, Inc." and commenced trading under the symbol "ESES" on the Over-the-Counter Bulletin Board (the "OTC Bulletin Board"). Before the Merger, the Company was considered a "shell company" and had filed periodic reports under the Exchange Act. It is unclear whether the Company's securities were registered under Section 12 or whether the Company was a voluntary filer, but the Company has concluded that its executive officers and directors should comply with the reporting requirements of Section 16(a) of the Exchange Act. Accordingly, the filer is making this filing, which may be deemed to be a late reporting of the transactions listed herein. ( 3 )Mr. Hardisty resigned from the Company's Board of Directors on July 9, 2014. ( 4 )This stock option was granted on October 24, 2013 and vests as to 2,500 shares on each of April 24, 2014, October 24, 2014, April 24, 2015 and October 24, 2015.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.