Sec Form 4 Filing - Stump Ryan @ True Drinks Holdings, Inc. - 2019-04-26

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Stump Ryan
2. Issuer Name and Ticker or Trading Symbol
True Drinks Holdings, Inc. [ TRUU]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
CHIEF OPERATING OFFICER
(Last) (First) (Middle)
C/O TRUE DRINKS, 1007 BRIOSO DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
04/26/2019
(Street)
COSTA MESA, CA92627
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/26/2019( 1 ) A 40,196,653 A 40,196,653 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series B Convertible Preferred Stock ( 2 ) 04/26/2019 A 397,947 ( 2 ) ( 3 ) Common Stock 3,979,468,700 ( 1 ) 397,947 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Stump Ryan
C/O TRUE DRINKS
1007 BRIOSO DRIVE
COSTA MESA, CA92627
X CHIEF OPERATING OFFICER
Signatures
/s/ Ryan Stump 05/17/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Securities received by the Reporting Person in exchange for membership units of Charlie's Chalk Dust, LLC ("CCD") owned by the Reporting Person in connection with exchange of all outstanding membership units of CCD for securities of the Registrant, consisting of shares of the Registrant's common stock and Series B Convertible Preferred Stock ("Series B Preferred") (the "Exchange").
( 2 )Shares of Series B Preferred are structured to act as a Common Stock equivalent. Upon the Registrant amending its Amended and Restated Articles of Incorporation, as amended, to effect an increase in the number of shares of common stock authorized for issuance thereunder by a sufficient amount to allow for the conversion and/or exercise of all derivative securities issued by the Registrant to individuals in connection with the Exchange (the "Charter Amendment"), each share of Series B Preferred shall automatically be converted into 10,000 shares of the Registrant's common stock, subject to certain adjustments. Shares of Series B Preferred may not be converted prior to the Charter Amendment.
( 3 )Shares of Series B Preferred have no expiration date.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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