Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Remarks: The shares held directly or indirectly by Patricia Childress in capacities other than as Trustee for Patricia Childress Revocable Trust remain the same, for a total beneficial ownership by Patricia Childress following teh reported transaction of 762,033 shares (which amount includes the 418,571 shares now held by Patricia Childress as Trustee for Patricia Childress Revocable Trust). The shares held directly or indirectly by her sister Carol bates in capacities other than as Trustee for Bates Family Revocable Trust remain the same, for a total beneficial ownership by Carol Bates following the reported transaction of 624,175 shares (which amount includes the 318,742 shares now held by Carol Bates as Trustee for Bates Family Revocable Trust). Following the reported transaction, and based on 14,114,879 shares of issuer Sierra Bancorp's common stock outstanding as reported in its Form 10-K filed March 14, 2013, Carol Bates and Patricia Childress (combined) are 9.82 percent owners of Sierra Bancorp common stock outstanding. |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.