Sec Form 4 Filing - SPITCAUFSKY LARRY @ Chanticleer Holdings, Inc. - 2017-12-13

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
SPITCAUFSKY LARRY
2. Issuer Name and Ticker or Trading Symbol
Chanticleer Holdings, Inc. [ BURG]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
7621 LITTLE AVENUE, SUITE 414
3. Date of Earliest Transaction (MM/DD/YY)
12/13/2017
(Street)
CHARLOTTE, NC28226
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/18/2018 W V 10,000 ( 1 ) D $ 0 0 I By Beverly Sue Spitcaufsky Trust
Common Stock 01/18/2018 W V 5,000 ( 1 ) A $ 0 5,000 I By Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987
Common Stock 01/18/2018 W V 5,000 ( 1 ) A $ 0 16,738 I By Larry S. Spitcaufsky Trust
Common Stock 12/13/2017 A 4,689 ( 3 ) A $ 0 74,689 I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 05/17/2018 S 2,000 D $ 3.35 102,689 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 05/21/2018 S 1,000 D $ 3.19 101,689 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 05/21/2018 S 750 D $ 3.25 100,939 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 05/25/2018 S 475 D $ 3.11 100,464 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 05/29/2018 S 775 D $ 3.02 99,689 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 05/29/2018 S 448 D $ 3.07 99,241 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 05/29/2018 S 552 D $ 3.08 98,689 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 05/30/2018 S 1,000 D $ 3.06 97,689 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 05/31/2018 S 1,000 D $ 3.03 96,689 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 06/04/2018 S 1,000 D $ 3.05 95,689 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 06/04/2018 S 1,000 D $ 3.04 94,689 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 06/04/2018 S 1,000 D $ 3.02 93,689 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 06/05/2018 S 700 D $ 3.21 92,989 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 06/05/2018 S 1,300 D $ 3.18 91,689 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 06/05/2018 S 1,000 D $ 3.16 90,689 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 06/05/2018 S 1,000 D $ 3.14 89,689 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 06/05/2018 S 1,000 D $ 3.12 88,689 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 06/05/2018 S 1,000 D $ 3.1 87,689 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Common Stock 11/19/2018 P 1,262 A $ 1.92 18,000 I By Larry S. Spitcaufsky Trust
Common Stock 11/20/2018 P 1,311 A $ 1.84 19,311 I By Larry S. Spitcaufsky Trust
Common Stock 11/26/2018 P 689 A $ 1.83 20,000 I By Larry S. Spitcaufsky Trust
Common Stock 11/19/2018 P 500 A $ 1.9 5,500 I By Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987
Common Stock 11/23/2018 P 406 A $ 1.82 5,906 I By Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987
Common Stock 12/06/2018 P 2,094 A $ 1.76 8,000 I By Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987
Common Stock 12/07/2018 P 2,000 A $ 1.84 89,689 ( 2 ) I By Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants (right to buy) $ 0 01/18/2018 W V 1,417 01/31/2014 01/01/2019 Common Stock 1,417 $ 55 0 I By Beverly Sue Spitcaufsky Trust ( 1 )
Warrants (right to buy) $ 0 01/18/2018 W V 1,417 01/31/2014 01/01/2019 Common Stock 1,417 $ 70 0 I By Beverly Sue Spitcaufsky Trust ( 1 )
Warrants (right to buy) $ 0 01/18/2018 W V 709 01/31/2014 01/01/2019 Common Stock 709 $ 55 709 I By Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987 ( 1 )
Warrants (right to buy) $ 0 01/18/2018 W V 709 01/31/2014 01/01/2019 Common Stock 709 $ 70 709 I By Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987 ( 1 )
Warrants (right to buy) $ 0 01/18/2018 W V 708 01/31/2014 01/01/2019 Common Stock 708 $ 55 2,125 I By Larry S. Spitcaufsky Trust ( 1 )
Warrants (right to buy) $ 0 01/18/2018 W V 708 01/31/2014 01/01/2019 Common Stock 708 $ 70 2,125 I By Larry S. Spitcaufsky Trust ( 1 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SPITCAUFSKY LARRY
7621 LITTLE AVENUE, SUITE 414
CHARLOTTE, NC28226
X X
Signatures
/s/ Larry Spitcaufsky 12/10/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The beneficiary of the Beverly Sue Spitcaufsky Trust passed away in December 2017, and the shares of common stock of the Issuer and the warrants to purchase shares of common stock of the Issuer owned by the Beverly Sue Spitcaufsky Trust were transferred, in equal parts, to Larry S. Spitcaufsky Trust and Larry Spitcaufsky and Nancy Eisner TTEE The Nancy Spitcaufsky Eisner Trust U/A DTD 10/19/1987 on January 18, 2018.
( 2 )This amount includes the 30,000 shares of common stock owned by Larry Steve Spitcausfky TTEE Larry S Spitcaufsky Family Tru U/A DTD 08/23/1995 reported on the Form 4 filed by the Reporting Person on May 11, 2018. The Larry Steve Spitcausfky TTEE Larry S Spitcaufsky Family Tru U/A DTD 08/23/1995 is the same trust as the Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88, though using a differently styled name. The amount indicated shows the cumulative shares owned by the trust.
( 3 )Shares acquired pursuant to the Issuer's director compensation policy, which permits directors to elect to receive shares of common stock of the Issuer in lieu of receiving their quarterly retainer in cash.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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