Sec Form 4 Filing - Butcher Andrew @ LUXFER HOLDINGS PLC - 2022-03-13

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Butcher Andrew
2. Issuer Name and Ticker or Trading Symbol
LUXFER HOLDINGS PLC [ LXFR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President,Luxfer Gas Cylinders
(Last) (First) (Middle)
LUXFER HOLDINGS PLC, LUMNS LANE
3. Date of Earliest Transaction (MM/DD/YY)
03/13/2022
(Street)
MANCHESTER, X0M27 8LN
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 03/13/2022 M 2,056 A 110,055( 2 ) D
Ordinary Shares 03/13/2022 F 1,023 D $ 19.51 109,032 D
Ordinary Shares 03/14/2022 M 1,197 A 110,229 D
Ordinary Shares 03/14/2022 F 596 D $ 19.51 109,633 D
Ordinary Shares 03/14/2022 M 990 A 110,623 D
Ordinary Shares 03/14/2022 F 493 D $ 19.51 110,130 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 1 ) 03/13/2022 M 2,056 ( 3 ) ( 3 ) Ordinary Shares 2,056 ( 1 ) 3,870 D
Restricted Stock Units ( 1 ) 03/14/2022 M 1,197 ( 4 ) ( 4 ) Ordinary Shares 1,197 ( 1 ) 1,100 D
Restricted Stock Units ( 1 ) 03/14/2022 M 990 ( 5 ) ( 5 ) Ordinary Shares 990 ( 1 ) 990 D
Restricted Stock Units ( 1 ) 03/14/2022 A 6,000 ( 6 ) ( 6 ) Ordinary Shares 6,000 ( 1 ) 6,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Butcher Andrew
LUXFER HOLDINGS PLC
LUMNS LANE
MANCHESTER, X0M27 8LN
President,Luxfer Gas Cylinders
Signatures
/s/ Megan E. Glise under Power of Attorney for Andrew Butcher 03/15/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
( 2 )Includes 343 Ordinary Shares acquired pursuant to the Luxfer Holdings PLC Employee Stock Purchase Plan ("ESPP") for the purchase periods of December 19, 2020 - June 18, 2021 and June 19, 2021 - December 24, 2021. These transactions are exempt pursuant to Rule 16b-3(c). In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of Issuer's Ordinary Shares on June 18, 2021 and December 24, 2021, respectively.
( 3 )The remaining Restricted Stock Units vest in two equal installments beginning on March 13, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
( 4 )The remaining Restricted Stock Units vest on March 14, 2023. The amounts above include additional Restricted Stock Units accrued related to dividend reinvestment rights.
( 5 )Represents the vesting of performance-based Restricted Stock Units (at 50% of target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units vested 50% on March 14, 2022, and the remaining balance will vest on March 14, 2023.
( 6 )The Restricted Stock Units vest in four equal installments beginning on March 14, 2023.

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