Sec Form 4 Filing - Winfrey Christopher L @ CHARTER COMMUNICATIONS, INC. /MO/ - 2023-01-17

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Winfrey Christopher L 2. Issuer Name and Ticker or Trading Symbol CHARTER COMMUNICATIONS, INC. /MO/ [ CHTR] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) President and CEO (Last) (First) (Middle) C/O CHARTER COMMUNICATIONS, INC., 400 WASHINGTON BLVD. 3. Date of Earliest Transaction (MM/DD/YY) 01/17/2023 (Street) STAMFORD, CT06902 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class A Common Stock 01/17/2023 M 1,758( 1 ) A 51,014 D Class A Common Stock 01/17/2023 F 911( 3 ) D $ 386.82 50,103 D Class A Common Stock 82,518 I Shares held by Winfrey Dynasty Trust Class A Common Stock 34,909 I Shares held by Yeniley L Winfrey Irrevocable Trust Class A Common Stock 945 I Shares held by Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001 Class A Common Stock 20,674 I Shares held by Atalaya Management, LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Stock Options $ 221.248 01/05/2023 J V 50,536( 4 ) ( 4 ) 06/17/2026 Class A Common Stock 50,536 $ 0 0 I Held by Christopher L. Winfrey 2020 GRAT II Stock Options $ 221.248 01/05/2023 J V 50,536( 4 ) ( 4 ) 06/17/2026 Class A Common Stock 50,536 $ 0 299,681 D Restricted Stock Units ( 2 ) 01/17/2023 M 1,758( 1 ) 01/17/2023 ( 2 ) Class A Common Stock 1,758 $ 0 0 D Stock Options $ 387.375 01/17/2023 A 124,922( 5 ) 01/17/2026 01/17/2033 Class A Common Stock 124,922 $ 0 124,922 D Stock Options $ 221.248 ( 6 ) 06/17/2026 Class A Common Stock 53,247 53,247 I Held by Christopher L. Winfrey 2020 GRAT I Stock Options $ 221.248 ( 6 ) 06/17/2026 Class A Common Stock 80,329 80,329 I Held by Christopher L. Winfrey 2021 GRAT I Stock Options $ 221.248 ( 6 ) 06/17/2026 Class A Common Stock 64,052 64,052 I Held by Christopher L. Winfrey 2019 GRAT I

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Winfrey Christopher L C/O CHARTER COMMUNICATIONS, INC. 400 WASHINGTON BLVD. STAMFORD, CT06902 President and CEO Signatures /s/Jennifer A. Smith as attorney-in-fact for Christopher L. Winfrey 01/19/2023 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023. ( 2 )Restricted Stock Unit grant - price and expiration date not applicable ( 3 )Withholding of securities for the purpose of paying taxes. ( 4 )On January 5, 2023 the Christopher L. Winfrey 2020 GRAT II transferred 50,536 stock options to the reporting person. The stock options were granted June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisab le as of June 17, 2021. ( 5 )Stock Options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement. ( 6 )Stock options granted on June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

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