Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
|
2. Transaction Date (MM/DD/YY)
|
2A. Deemed Execution Date, if any (MM/DD/YY)
|
3. Transaction Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
|
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock, par value $0.001 (
1
) (
2
) |
11/16/2018 |
|
X |
|
34,000 |
A |
$
4 |
2,916,730 |
I (
3
) |
By: Luxor Capital Partners, LP |
Common Stock, par value $0.001 (
1
) (
2
) |
11/16/2018 |
|
X |
|
18,200 |
A |
$
4 |
1,959,004 |
I (
5
) |
By: Luxor Capital Partners Offshore Master Fund, LP |
Common Stock, par value $0.001 (
1
) (
2
) |
11/16/2018 |
|
X |
|
7,500 |
A |
$
4 |
466,823 |
I (
4
) |
By: Luxor Wavefront, LP |
Common Stock, par value $0.001 (
1
) (
2
) |
11/16/2018 |
|
X |
|
34,400 |
A |
$
4 |
3,281,276 |
I (
6
) |
By: Lugard Road Capital Master Fund, LP |
Common Stock, par value $0.001 (
1
) (
2
) |
12/18/2018 |
|
P |
|
66,324 |
A |
$
3.7715 |
3,347,600 |
I (
6
) |
By: Lugard Road Capital Master Fund, LP |
Common Stock, par value $0.001 (
1
) (
2
) |
12/18/2018 |
|
P |
|
1,700 |
A |
$
3.7468 |
3,349,300 |
I (
6
) |
By: Lugard Road Capital Master Fund, LP |
Common Stock, par value $0.001 (
1
) (
2
) |
12/18/2018 |
|
P |
|
62,778 |
A |
$
3.8601 |
3,412,078 |
I (
6
) |
By: Lugard Road Capital Master Fund, LP |
Common Stock, par value $0.001 (
1
) (
2
) |
12/19/2018 |
|
P |
|
57,104 |
A |
$
3.9708 |
3,469,182 |
I (
6
) |
By: Lugard Road Capital Master Fund, LP |
Common Stock, par value $0.001 (
1
) (
2
) |
12/19/2018 |
|
P |
|
261,604 |
A |
$
4.0782 |
3,730,786 |
I (
6
) |
By: Lugard Road Capital Master Fund, LP |
Common Stock, par value $0.001 (
1
) (
2
) |
12/19/2018 |
|
P |
|
12,600 |
A |
$
4.04 |
3,743,386 |
I (
6
) |
By: Lugard Road Capital Master Fund, LP |
Common Stock, par value $0.001 (
1
) (
2
) |
12/19/2018 |
|
P |
|
7,780 |
A |
$
3.9876 |
3,751,166 |
I (
6
) |
By: Lugard Road Capital Master Fund, LP |
Common Stock, par value $0.001 (
1
) (
2
) |
12/19/2018 |
|
P |
|
11,604 |
A |
$
3.9766 |
3,762,770 |
I (
6
) |
By: Lugard Road Capital Master Fund, LP |
Common Stock, par value $0.001 (
1
) (
2
) |
12/20/2018 |
|
P |
|
20,727 |
A |
$
3.9879 |
3,783,497 |
I (
6
) |
By: Lugard Road Capital Master Fund, LP |
Common Stock, par value $0.001 (
1
) (
2
) |
12/20/2018 |
|
P |
|
150,000 |
A |
$
3.9697 |
3,933,497 |
I (
6
) |
By: Lugard Road Capital Master Fund, LP |
|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Put Option (obligation to buy) |
$
4 |
11/16/2018 |
|
X |
|
|
340 |
(
7
) |
11/16/2018 |
Common Stock, par value 0.001 |
34,000 |
$
0 |
0 |
I (
3
) |
By: Luxor Capital Partners, LP |
Put Option (obligation to buy) |
$
4 |
11/16/2018 |
|
X |
|
|
182 |
(
7
) |
11/16/2018 |
Common Stock, par value 0.001 |
18,200 |
$
0 |
0 |
I (
5
) |
By: Luxor Capital Partners Offshore Master Fund, LP |
Put Option (obligation to buy) |
$
4 |
11/16/2018 |
|
X |
|
|
75 |
(
7
) |
11/16/2018 |
Common Stock, par value 0.001 |
7,500 |
$
0 |
0 |
I (
4
) |
By: Luxor Wavefront, LP |
Put Option (obligation to buy) |
$
4 |
11/16/2018 |
|
X |
|
|
344 |
(
7
) |
11/16/2018 |
Common Stock, par value 0.001 |
34,400 |
$
0 |
0 |
I (
6
) |
By: Lugard Road Capital Master Fund, LP |
Put Option (obligation to buy) |
$
2 |
11/16/2018 |
|
E |
V |
|
2,893 |
(
7
) |
11/16/2018 |
Common Stock, par value 0.001 |
289,300 |
$
0 |
0 |
I (
3
) |
By: Luxor Capital Partners, LP |
Put Option (obligation to buy) |
$
4 |
11/16/2018 |
|
E |
V |
|
38 |
(
7
) |
11/16/2018 |
Common Stock, par value 0.001 |
3,800 |
$
0 |
0 |
I (
5
) |
By: Luxor Capital Partners Offshore Master Fund, LP |
Put Option (obligation to buy) |
$
2 |
11/16/2018 |
|
E |
V |
|
1,863 |
(
7
) |
11/16/2018 |
Common Stock, par value 0.001 |
186,300 |
$
0 |
0 |
I (
5
) |
By: Luxor Capital Partners Offshore Master Fund, LP |
Put Option (obligation to buy) |
$
4 |
11/16/2018 |
|
E |
V |
|
21 |
(
7
) |
11/16/2018 |
Common Stock, par value 0.001 |
2,100 |
$
0 |
0 |
I (
6
) |
By: Lugard Road Capital Master Fund, LP |
Put Option (obligation to buy) |
$
2 |
11/16/2018 |
|
E |
V |
|
3,061 |
(
7
) |
11/16/2018 |
Common Stock, par value 0.001 |
306,100 |
$
0 |
0 |
I (
6
) |
By: Lugard Road Capital Master Fund, LP |
Put Option (obligation to buy) |
$
2 |
11/16/2018 |
|
E |
V |
|
625 |
(
7
) |
11/16/2018 |
Common Stock, par value 0.001 |
62,500 |
$
0 |
0 |
I (
4
) |
By: Luxor Wavefront, LP |
|
|