Sec Form 4 Filing - CARDOZA GEORGE @ NEOGENOMICS INC - 2022-03-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
CARDOZA GEORGE
2. Issuer Name and Ticker or Trading Symbol
NEOGENOMICS INC [ NEO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President & COO, Lab Ops
(Last) (First) (Middle)
9490 NEOGENOMICS WAY
3. Date of Earliest Transaction (MM/DD/YY)
03/01/2022
(Street)
FORT MYERS, FL33912
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 20,000 I Trust by Self
Common Stock 03/01/2022 F 503( 1 ) D $ 0 244,996 D
Common Stock 03/02/2022 F 839( 2 ) D $ 0 244,157 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 7.52 ( 3 ) 04/28/2022 Common Stock 50,000 50,000 D
Stock Option (Right to Buy) $ 8.03 ( 4 ) 02/26/2023 Common Stock 192,500 192,500 D
Stock Option (Right to Buy) $ 19.6 ( 5 ) 03/01/2024 Common Stock 51,459 51,459 D
Stock Option (Right to Buy) $ 28.33 ( 6 ) 03/02/2027 Common Stock 48,768 48,768 D
Stock Option (Right to Buy) $ 53.17 ( 7 ) 03/02/2028 Common Stock 35,171 35,171 D
Stock Option (Right to Buy) $ 43.95 ( 8 ) 07/05/2028 Common Stock 40,502 40,502 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
CARDOZA GEORGE
9490 NEOGENOMICS WAY
FORT MYERS, FL33912
President & COO, Lab Ops
Signatures
/s/ Halley E. Gilbert, Attorney-in-Fact 03/03/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the March 1, 2022 vesting of restricted stock.
( 2 )Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the March 2, 2022 vesting of restricted stock.
( 3 )On April 28, 2017, Mr. Cardoza was granted 200,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.
( 4 )On February 26, 2018, Mr. Cardoza was granted 192,500 stock options. These options vested ratably over the first three anniversary dates of the grant date.
( 5 )On March 1, 2019, Mr. Cardoza was granted 51,459 stock options. These options vest ratably over the first four anniversary dates of the grant date.
( 6 )On March 2, 2020, Mr. Cardoza was granted 48,768 stock options. These options vest ratably over the first four anniversary dates of the grant date.
( 7 )On March 2, 2021, Mr. Cardoza was granted 35,171 stock options. These options vest ratably over the first four anniversary dates of the grant date.
( 8 )On July 5, 2021, Mr. Cardoza was granted 40,502 stock options. These options vest ratably over the first four anniversary dates of the grant date.

Remarks:
Exhibit List:Exhibit 24 - Limited Power Of Attorney

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