Sec Form 4 Filing - Williamson Kemal @ PEABODY ENERGY CORP - 2018-04-03

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Williamson Kemal
2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
PRESIDENT - AMERICAS
(Last) (First) (Middle)
C/O PEABODY ENERGY CORPORATION, 701 MARKET STREET
3. Date of Earliest Transaction (MM/DD/YY)
04/03/2018
(Street)
ST. LOUIS, MO63101
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/03/2018 F 32,979 ( 1 ) D $ 37.77 205,386 D
Common Stock 04/04/2018 S 1,461 ( 2 ) D $ 36.92 203,925 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Rep orting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Williamson Kemal
C/O PEABODY ENERGY CORPORATION
701 MARKET STREET
ST. LOUIS, MO63101
PRESIDENT - AMERICAS
Signatures
/s/ Scott T. Jarboe, attorney-in-fact 04/05/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The shares of Common Stock were withheld to satisfy the tax withholding obligation applicable to the vesting of 75,868 restricted stock units on April 3, 2018.
( 2 )The shares of Common Stock were sold pursuant to a Rule 1065-1 trading plan adopted by the reporting person on August 24, 2017 in order to pay a portion of the estimated tax obligations resulting from the vesting of 75,868 restricted stock units on April 3, 2018.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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