Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
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- Peter Lynch
What is insider trading>>
Here is the list of insider trading transaction codes
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Remarks: The Reporting Person is an officer of the Issuer's registered investment adviser and its affiliates. He may be deemed to have an indirect controlling interest in the Issuer, its registered investment adviser, and Bexil Corporation, the sole member of the Issuer's registered investment adviser, as a result of his status as a controlling person of Winmill & Co. Incorporated and Midas Securities Group, Inc. (formerly Investor Service Center, Inc.). Midas Securities Group, Inc. is a wholly owned subisidiary of Winmill & Co. Incorporated and is the beneficial owner of 222,644 shares of Bexil Corporation. The Reporting Person is also a member of the Investment Policy Committee of the Issuer's registered investment adviser. The Investment Policy Committee manages the portfolio of the Issuer. |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.