Sec Form 3 Filing - Hertzman Brian S. @ AMERICAN FINANCIAL GROUP INC - 2020-06-23

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Hertzman Brian S.
2. Issuer Name and Ticker or Trading Symbol
AMERICAN FINANCIAL GROUP INC [ AFG]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
principal financial officer
(Last) (First) (Middle)
301 E. FOURTH ST
3. Date of Earliest Transaction (MM/DD/YY)
06/23/2020
(Street)
CINCINNATI, OH45202
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common 7,551 D
Common 1,853.8053 I ESPP
Common 182.8564 I DRIP
Common 2,387.87 I RASP ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock $ 0 02/23/2020( 2 ) 02/23/2025 Common Stock 6.637 D
Stock Option Grant $ 63.15 02/23/2020( 3 ) 02/24/2024 Common Stock 1,014 D
Stock Option Grant $ 56.44 02/24/2019 02/24/2024 Common Stock 1,784 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Hertzman Brian S.
301 E. FOURTH ST
CINCINNATI, OH45202
principal financial officer
Signatures
Brian S. Hertzman by: Karl J. Grafe as Attorney-in-Fact 07/06/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Held in the Company's Retirement and Savings Plan. The number of shares of Common Stock is as of June 23, 2020.
( 2 )Represents amounts held by Reporting Person in a retirement plan of the Issuer as of June 23, 2020. Represents the economic equivalent of oneshare of common stock. The Reporting Persons account balance is distributed in cash following termination of employment.
( 3 )These employee Stock Options were granted under the Issuer's stock incentive plan. Date shown is date on which all options became exercisable.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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