Sec Form 4 Filing - RAVICH MARK H @ ROCKWELL MEDICAL, INC. - 2017-05-19

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
RAVICH MARK H
2. Issuer Name and Ticker or Trading Symbol
ROCKWELL MEDICAL, INC. [ RMTI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
See Footnote 1
(Last) (First) (Middle)
600 SOUTH HIGHWAY 169, SUITE 1660
3. Date of Earliest Transaction (MM/DD/YY)
05/19/2017
(Street)
ST. LOUIS PARK, MN55426
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock ( 1 ) 05/19/2017 X 30,000 A $ 6 314,750 D
Common Stock ( 1 ) 05/19/2017 X 10,000 A $ 6 10,000 I By: Norman and Sally Ravich Family Trust ( 5 )
Common Stock ( 1 ) 44,400 I By: Norman J. Ravich Irrevocable Trust ( 2 )
Common Stock ( 1 ) 25,000 I By: Alexander Coleman Ravich 1991 Irrevocable Trust ( 3 )
Common Stock ( 1 ) 25,000 I By: Alyssa Danielle Ravich 1991 Irrevocable Trust ( 4 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Call Option (right to buy) $ 6 05/19/2017 X 300 ( 6 ) 05/19/2017 Common Stock ( 1 ) 30,000 $ 0 0 D
Call Option (right to buy) $ 6 05/19/2017 X 100 ( 6 ) 05/19/2017 Common Stock ( 1 ) 10,000 $ 0 0 I By: Norman and Sally Ravich Family Trust ( 5 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
RAVICH MARK H
600 SOUTH HIGHWAY 169
SUITE 1660
ST. LOUIS PARK, MN55426
See Footnote 1
Norman J. Ravich Irrevocable Trust
600 SOUTH HIGHWAY 169
SUITE 1660
ST. LOUIS PARK, MN55426
See Footnote 1
Norman & Sally Ravich Family Trust
600 SOUTH HIGHWAY 169
SUITE 1660
ST. LOUIS PARK, MN55426
See Footnote 1
Alexander Coleman Ravich 1991 Irrevocable Trust
600 SOUTH HIGHWAY 169
SUITE 1660
ST. LOUIS PARK, MN55426
See Footnote 1
Alyssa Danielle Ravich 1991 Irrevocable Trust
600 SOUTH HIGHWAY 169
SUITE 1660
ST. LOUIS PARK, MN55426
See Footnote 1
Signatures
By: /s/ Mark H. Ravich 05/23/2017
Signature of Reporting Person Date
By: Norman J. Ravich Irrevocable Trust, By: /s/ Mark H. Ravich, Trustee 05/23/2017
Signature of Reporting Person Date
By: Norman and Sally Ravich Family Trust, By: /s/ Mark H. Ravich, Trustee 05/23/2017
Signature of Reporting Person Date
By: Alexander Coleman Ravich 1991 Irrevocable Trust, By: /s/ Mark H. Ravich, Trustee 05/23/2017
Signature of Reporting Person Date
By: Alyssa Danielle Ravich 1991 Irrevocable Trust, By: /s/ Mark H. Ravich, Trustee 05/23/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This Form 4 is filed jointly by Norman J. Ravich Irrevocable Trust ("NJR Trust"), Norman and Sally Ravich Family Trust ("NSR Trust"), Alexander Coleman Ravich 1991 Irrevocable Trust ("ACR Trust"), Alyssa Danielle Ravich 1991 Irrevocable Trust ("ADR Trust") and Mark H. Ravich (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer he or it does not directly own.
( 2 )Represents securities owned directly by NJR Trust. Mr. Ravich, as the trustee of NJR Trust, may be deemed to beneficially own the securities owned directly by NJR Trust.
( 3 )Represents securities owned directly by ACR Trust. Mr. Ravich, as the trustee of ACR Trust, may be deemed to beneficially own the securities owned directly by ACR Trust.
( 4 )Represents securities owned directly by ADR Trust. Mr. Ravich, as the trustee of ADR Trust, may be deemed to beneficially own the securities owned directly by ADR Trust.
( 5 )Represents securities owned directly by NSR Trust. Mr. Ravich, as the trustee of NSR Trust, may be deemed to beneficially own the securities owned directly by NSR Trust.
( 6 )The Call Options reported herein were exercisable beginning on the date of their purchase.

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