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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Series A Warrants |
$
20.63 |
12/14/2018 |
|
S |
|
|
65,736 |
02/09/2013 |
02/09/2028 |
Common Stock $0.01 par value per share |
65,736 |
$
0.0012 |
0 |
I |
Omega Equity Investors LP (
1
) |
Series A Warrants |
$
20.63 |
12/14/2018 |
|
S |
|
|
38,246 |
02/09/2018 |
02/09/2028 |
Common Stock $0.01 par value per share |
38,246 |
$
0.0012 |
0 |
I |
Omega Capital Partners LP (
2
) |
Series A Warrants |
$
20.63 |
12/14/2018 |
|
S |
|
|
17,181 |
02/09/2018 |
02/09/2028 |
Common Stock $0.01 par value per share |
17,181 |
$
0.0012 |
0 |
I |
Omega Capital Investors LP (
3
) |
Series A Warrants |
$
20.63 |
12/14/2018 |
|
S |
|
|
31,822 |
02/09/2018 |
02/09/2028 |
Common Stock $0.01 par value per share |
31,822 |
$
0.0012 |
0 |
I |
Omega Overseas Partners Ltd (
4
) |
Series A Warrants |
$
20.63 |
12/14/2018 |
|
S |
|
|
86,637 |
02/09/2018 |
02/09/2028 |
Common Stock $0.01 par value per share |
86,637 |
$
0.0012 |
0 |
I |
Omega Credit Opportunities Master Fund LP (
5
) |
Series B Warrants |
$
28.25 |
12/14/2018 |
|
S |
|
|
52,160 |
02/09/2018 |
02/09/2028 |
Common Stock $0.01 par value per share |
52,160 |
$
0.0002 |
0 |
I |
Omega Equity Invesotrs LP (
1
) |
Series B Warrants |
$
28.25 |
12/14/2018 |
|
S |
|
|
30,347 |
02/09/2018 |
02/09/2028 |
Common Stock $0.01 par value per share |
30,347 |
$
0.0002 |
0 |
I |
Omega Capital Partners LP (
2
) |
Series B Warrants |
$
28.25 |
12/14/2018 |
|
S |
|
|
13,632 |
02/09/2018 |
02/09/2028 |
Common Stock $0.01 par value per share |
13,632 |
$
0.0002 |
0 |
I |
Omega Capital Investors LP (
3
) |
Series B Warrants |
$
28.25 |
12/14/2018 |
|
S |
|
|
25,250 |
02/09/2018 |
02/09/2028 |
Common Stock $0.01 par value per share |
25,250 |
$
0.0002 |
0 |
I |
Omega Overseas Partners Ltd (
4
) |
Series B Warrants |
$
28.25 |
12/14/2018 |
|
S |
|
|
68,745 |
02/09/2018 |
02/09/2028 |
Common Stock $0.01 par value per share |
68,745 |
$
0.0002 |
0 |
I |
Omega Credit Opportunities Master Fund LP (
5
) |
Mandatorily Convertible Preferred Stock |
(
6
) |
12/17/2018 |
|
S |
|
|
4,745 (
6
) |
02/09/2018 |
02/09/2028 |
Common Stock $0.01 par value per share |
687,907 (
6
) |
$
1.15 |
0 |
I |
Omega Equity Investors LP (
1
) |
Mandatorily Convertible Preferred Stock |
(
6
) |
12/17/2018 |
|
S |
|
|
4,745 (
6
) |
02/09/2013 |
02/09/2028 |
Common Stock $0.01 par value per share |
687,907 (
6
) |
$
1.15 |
0 |
I |
Omega Capital Partners LP (
2
) |
Mandatorily Convertible Preferred Stock |
(
6
) |
12/17/2018 |
|
S |
|
|
4,745 (
6
) |
02/09/2018 |
02/09/2028 |
Common Stock $0.01 par value per share |
687,907 (
6
) |
$
1.15 |
0 |
I |
Omega Capital Investors LP (
3
) |
Mandatorily Convertible Preferred Stock |
(
6
) |
12/17/2018 |
|
S |
|
|
4,745 (
6
) |
02/09/2018 |
02/09/2028 |
Common Stock $0.01 par value per share |
687,907 (
6
) |
$
1.15 |
0 |
I |
Omega Overseas Partners Ltd (
4
) |
Mandatorily Convertible Preferred Stock |
(
6
) |
12/17/2018 |
|
S |
|
|
9,415 (
6
) |
02/09/2018 |
02/09/2028 |
Common Stock $0.01 par value per share |
1,364,940 (
6
) |
$
1.15 |
0 |
I |
Omega Credit Opportunities Master Fund (
5
) |
|