Sec Form 3 Filing - North End Re (Cayman) SPC @ AMERICAN EQUITY INVESTMENT LIFE HOLDING CO - 2022-01-07

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
North End Re (Cayman) SPC
2. Issuer Name and Ticker or Trading Symbol
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO [ AEL]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
18 FORUM LANE, 2ND FLOOR,
3. Date of Earliest Transaction (MM/DD/YY)
01/07/2022
(Street)
CAMANA BAY, GRAND CAYMAN, E9KY-1102
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 15,886,163 D( 1 )( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
North End Re (Cayman) SPC
18 FORUM LANE, 2ND FLOOR
CAMANA BAY, GRAND CAYMAN, E9KY-1102
X
Brookfield Asset Management Reinsurance Partners Ltd.
WELLESLEY HOUSE SOUTH, 2ND FLOOR
90 PITTS BAY ROAD
PEMBROKE, D0HM08
X
BAM Re Partners Trust
73 FRONT STREET, 5TH FLOOR
HAMILTON, D0HM12
X
BAM Re Holdings Ltd.
WELLESLEY HOUSE SOUTH, 2ND FLOOR
90 PITTS BAY ROAD
PEMBROKE, D0HM08
X
Signatures
/s/ Gregory McConnie, Director and Chief Executive Officer of North End Re (Cayman) SPC 01/14/2022
Signature of Reporting Person Date
/s/ Anna Knapman-Scott, Corporate Secretary of Brookfield Asset Management Reinsurance Partners Ltd. 01/14/2022
Signature of Reporting Person Date
/s/ Kathy Sarpash, Vice President of BAM Re Trustee Ltd., for and on behalf of BAM Re Partners Trust 01/14/2022
Signature of Reporting Person Date
/s/ Anna Knapman-Scott, Secretary of BAM Re Holdings Ltd. 01/14/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )North End Re (Cayman) SPC is a segregated portfolio company organized under the laws of the Cayman Islands and a direct wholly-owned subsidiary of BAM Re Holdings Ltd. BAM Re Holdings Ltd. is an exempted company incorporated under the laws of Bermuda and a direct wholly-owned subsidiary of Brookfield Asset Management Reinsurance Partners Ltd.
( 2 )BAM Re Partners Trust beneficially owns 24,000 Class B limited voting shares of Brookfield Asset Management Reinsurance Partners Ltd (the "Class B Shares"), representing 100% of such class of shares. The Class B Shares entitle the holders thereof to appoint one half of the board of directors of Brookfield Asset Management Reinsurance Partners Ltd. and, as such, may be deemed to indirectly control the decisions of Brookfield Asset Management Reinsurance Partners Ltd. regarding the vote and disposition of the Common Stock held by North End Re (Cayman) SPC; therefore BAM Re Partners Trust may be deemed to have indirect beneficial ownership of the Common Stock held by North End Re (Cayman) SPC.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.