Sec Form 4 Filing - BONE JAMES M JR @ FNCB Bancorp, Inc. - 2020-12-15

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
BONE JAMES M JR
2. Issuer Name and Ticker or Trading Symbol
FNCB Bancorp, Inc. [ FNCB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP & CFO
(Last) (First) (Middle)
C/O FNCB, 102 E. DRINKER ST.
3. Date of Earliest Transaction (MM/DD/YY)
12/15/2020
(Street)
DUNMORE, PA18512
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 12/15/2020 J 220.9739 A $ 7.613 46,527.493 ( 1 ) ( 2 ) D
COMMON STOCK 834 I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Repor ting Owner Name / Address Relationships
Director 10% Owner Officer Other
BONE JAMES M JR
C/O FNCB
102 E. DRINKER ST.
DUNMORE, PA18512
EVP & CFO
Signatures
/s/ Stephanie A. Westington, as Attorney in Fact 12/17/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This amount includes 15,809 shares of time-based restricted common stock solely owned by Mr. Bone; 18,370.5860 shares held jointly with his spouse which includes 131.7660 shares acquired in December 2020 under the Issuer's Dividend Reinvestment and Stock Purchase Plan ("DRP"); 5,902.2940 shares co-owned with Mr. Bone's father and siblings which includes 42.3350 shares acquired in December 2020 under the DRP and 6,445.6130 shares owned solely by Mr. Bone which includes 46.8729 shares acquired in December 2020 under the DRP.
( 2 )Mr. Bone no longer has a reportable beneficial interest in 282.398 shares of the Issuer's common stock of an adult child and included in Mr. Bone's prior ownership reports.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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