Sec Form 4/A Filing - CARLSON ALLEN J @ SUN HYDRAULICS CORP - 2017-05-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
CARLSON ALLEN J
2. Issuer Name and Ticker or Trading Symbol
SUN HYDRAULICS CORP [ SNHY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1500 WEST UNIVERSITY PARKWAY
3. Date of Earliest Transaction (MM/DD/YY)
05/01/2017
(Street)
SARASOTA, FL34243
4. If Amendment, Date Original Filed (MM/DD/YY)
05/03/2017
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/01/2017 S( 1 ) 9,697 D $ 38.99 62,000 ( 2 ) D
Common Stock 69.823 ( 2 ) I ( 3 ) BY ESOP TRUST
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
CARLSON ALLEN J
1500 WEST UNIVERSITY PARKWAY
SARASOTA, FL34243
X
Signatures
Gregory C. Yadley, as Attorney-in-Fact for ALLEN J. CARLSON 05/26/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reporting person is amending the transaction reported in the previously filed Form 4 of 5/3/17 to reflect that the reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2017.
( 2 )The reporting person is amending the previously filed Form 4 of 5/3/17 to correct the end of period holdings. A total of 405 shares were distributed to the reporting person from the Sun Hydraulics Corporation Employee Stock Ownership Plan, and 45.0730 shares have been purchased by the reporting person through the Sun Hydraulics Corporation Employee Stock Purchase Plan.
( 3 )Reflects allocations of shares under the Sun Hydraulics Corporation Employee Stock Ownership Plan.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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