Sec Form 4 Filing - CALISE WILLIAM J JR @ ROCKWELL AUTOMATION INC - 2004-06-30

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
CALISE WILLIAM J JR
2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION INC [ ROK]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Former Sr. VP, G.C. and Sec.
(Last) (First) (Middle)
777 EAST WISCONSIN AVENUE, SUITE 1400
3. Date of Earliest Transaction (MM/DD/YY)
06/30/2004
(Street)
MILWAUKEE, WI53202
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock ( 1 ) 16,227 D
Common Stock 1,972.3212 I ( 2 ) By Savings Plan
Common Stock 6,500 I ( 3 ) Retirement Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee stock option (right to buy) $ 9.4597 12/07/1995 12/07/2004 Common Stock 25,000 25,000 D
Employee stock option (right to buy) $ 13.7747 12/06/1996 12/06/2005 Common Stock 52,368 52,368 D
Employee stock option (right to buy) $ 17.3914 12/09/1997 12/09/2006 Common Stock 51,341 51,341 D
Employee stock option (right to buy) $ 15.527 12/03/1998 12/03/2007 Common Stock 50,000 50,000 D
Employee stock option (right to buy) $ 10.5866 10/05/1999 10/05/2008 Common Stock 95,510 95,510 D
Employee stock option (right to buy) $ 20.349 10/04/2000 10/04/2009 Common Stock 82,500 82,500 D
Employee stock option (right to buy) $ 11.6038 10/02/2001 10/02/2010 Common Stock 79,200 79,200 D
Employee Stock Option (right to buy) $ 13.4 10/07/2002( 4 ) 10/01/2011 Common Stock 85,000 85,000 D
Employee stock option (right to buy) $ 15.5 10/07/2003( 4 ) 10/07/2012 Common Stock 85,000 85,000 D
Employee Stock Option (right to buy) $ 27.75 10/06/2004( 4 ) 10/06/2013 Common Stock 85,000 85,000 D
Common Stock Share Equivalents ( 5 ) ( 6 ) ( 6 ) Common Stock 3,687.1465 3,687.1465 ( 5 ) I Nonqual. Savings Plan
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
CALISE WILLIAM J JR
777 EAST WISCONSIN AVENUE
SUITE 1400
MILWAUKEE, WI53202
Former Sr. VP, G.C. and Sec.
Signatures
K. A. Balistreri, Attorney-in Fact for W. J. Calise, Jr. 07/02/2004
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This report is being filed to indicate that the reporting person is no longer subject to Section 16 as of 06/30/2004.
( 2 )Shares represented by Company stock fund units under the Company's Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of 01/30/2004.
( 3 )Shares held in the employee benefit plan trust under the Chadbourne & Parke Retirement Plan Trust.
( 4 )The option vests in three substantially equal annual installments beginning on the date exercisable.
( 5 )Share equivalents represented by Company stock fund units credited under the Company's nonqualified savings plan based on information furnished by the Plan Administrator as of 01/30/2004. The number of share equivalents represented by the balance of a participant's Company stock fund account may not exactly equal the number of share equivalents represented by a prior balance plus additions due to variances in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the plan.
( 6 )The share equivalents are payable in cash upon retirement or after termination of employment.

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