Sec Form 4 Filing - Nardecchia Christopher @ ROCKWELL AUTOMATION, INC - 2020-12-10

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Nardecchia Christopher 2. Issuer Name and Ticker or Trading Symbol ROCKWELL AUTOMATION, INC [ ROK] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) SVP, Chief Information Officer (Last) (First) (Middle) 1201 SOUTH SECOND STREET 3. Date of Earliest Transaction (MM/DD/YY) 12/10/2020 (Street) MILWAUKEE, WI53204 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Employee stock option (right to buy) $ 246.77 12/10/2020 A( 1 ) 3,800 12/10/2021( 2 ) 12/10/2030 Common Stock 3,800 $ 0 3,800 D Restricted stock units ( 3 ) 12/10/2020 A( 1 ) 855 12/10/2021( 4 ) 12/10/2023 Common Stock 855 $ 0 855 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Nardecchia Christopher 1201 SOUTH SECOND STREET MILWAUKEE, WI53204 SVP, Chief Information Officer Signatures Karen A. Balistreri, Attorney-in-fact for Christopher Nardecchia 12/14/2020 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Awarded under the Company's 2020 Long-Term Incentives Plan. ( 2 )The option vests in three substantially equal annual installments beginning on the date exercisable. ( 3 )Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. ( 4 )The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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