Sec Form 4 Filing - Cottage Holdco B.V. @ COTY INC. - 2021-10-29

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Cottage Holdco B.V.
2. Issuer Name and Ticker or Trading Symbol
COTY INC. [ COTY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
PIET HEINKADE 55
3. Date of Earliest Transaction (MM/DD/YY)
10/29/2021
(Street)
AMSTERDAM, P7NL-1019 GM
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock, par value $0.01 per share 10/29/2021 J 10,000,000 ( 1 ) D 453,853,684 D ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Cottage Holdco B.V.
PIE T HEINKADE 55
AMSTERDAM, P7NL-1019 GM
X
JAB Cosmetics B.V.
PIET HEINKADE 55
AMSTERDAM, P7NL-1019 GM
X
JAB Holdings B.V.
PIET HEINKADE 55
AMSTERDAM, P7NL-1019 GM
X
Agnaten SE
ROOSEVELTPLATZ 4-5 TOP 10
VIENNAA-1090
X
Lucresca SE
ROOSEVELTPLATZ 4-5 TOP 10
VIENNAA-1090
X
Signatures
/s/ Joachim Creus, Managing Director of Cottage Holdco B.V. 10/29/2021
Signature of Reporting Person Date
/s/ Frank Engelen, Managing Director of Cottage Holdco B.V. 10/29/2021
Signature of Reporting Person Date
/s/ Luuk Hoogeveen, Managing Director of JAB Holdings B.V. as Sole Member of JAB Cosmetics B.V. 10/29/2021
Signature of Reporting Person Date
/s/ Frank Engelen, Managing Director of JAB Holdings B.V. as Sole Member of JAB Cosmetics B.V. 10/29/2021
Signature of Reporting Person Date
/s/ Luuk Hoogeveen, Managing Director of JAB Holdings B.V. 10/29/2021
Signature of Reporting Person Date
/s/ Frank Engelen, Managing Director of JAB Holdings B.V. 10/29/2021
Signature of Reporting Person Date
/s/ Joachim Creus, Authorized Representative of Agnaten SE 10/29/2021
Signature of Reporting Person Date
/s/ Joachim Creus, Authorized Representative of Lucresca SE 10/29/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On October 29, 2021, Cottage Holdco B.V. ("Cottage Holdco") transferred 10,000,000 shares of Class A Common Stock of Coty Inc. (the "Company") to Sue Y. Nabi, the Company's Chief Executive Officer, pursuant to the Equity Transfer Agreement, dated as of July 2, 2020, by and among the Company, Cottage Holdco and Ms. Nabi.
( 2 )The Shares described in this report are held by Cottage Holdco B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Cottage Holdco B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

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