Sec Form 4 Filing - Galvin Paul M. @ SAFE & GREEN HOLDINGS CORP. - 2022-11-23

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Galvin Paul M.
2. Issuer Name and Ticker or Trading Symbol
SAFE & GREEN HOLDINGS CORP. [ SGBX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
C/O SAFE & GREEN HOLDINGS CORP.,, 990 BISCAYNE BLVD., #501, OFFICE 12
3. Date of Earliest Transaction (MM/DD/YY)
11/23/2022
(Street)
MIAMI,, FL33132
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/16/2023 J( 1 ) 1,000 D $ 1.161 878,533 D
Common Stock 02/17/2023 J( 1 ) 1,890 D $ 1.1302 876,643 D
Common Stock 02/17/2023 J( 1 ) 1,787 D $ 1.137 874,856 D
Common Stock 02/21/2023 J( 1 ) 151 D $ 1.101 874,705 D
Common Stock 02/22/2023 J( 1 ) 3 D $ 1.1246 874,702 D
Common Stock 02/28/2023 J( 1 ) 1,400 D $ 1.083 873,302 D
Common Stock 03/01/2023 J( 1 ) 4,763 D $ 1.0797 868,539 D
Common Stock 03/02/2023 J( 1 ) 463 D $ 1.07 868,076 D
Common Stock 03/03/2023 J( 1 ) 2,361 D $ 1.0622 865,715 D
Common Stock 03/06/2023 J( 1 ) 565 D $ 1.02 865,150 D
Common Stock 03/07/2023 J( 1 ) 1,100 D $ 1.0018 864,050 D
Common Stock 03/08/2023 J( 1 ) 1,967 D $ 0.9995 862,083 D
Common Stock 03/09/2023 J( 1 ) 1,312 D $ 0.9993 860,771 D
Common Stock 03/10/2023 J( 1 ) 600 D $ 0.94 860,171 D
Common Stock 03/13/2023 J( 1 ) 707 D $ 0.8972 859,464 D
Common Stock 03/14/2023 J( 1 ) 1,100 D $ 0.8911 858,364 D
Common Stock 03/15/2023 J( 1 ) 300 D $ 0.8989 858,064 D
Common Stock 03/16/2023 J( 1 ) 401 D $ 0.8586 857,663 D
Common Stock 03/17/2023 J( 1 ) 1,220 D $ 0.8365 856,443 D
Common Stock 507 I ( 2 ) TAG Partners, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Galvin Paul M.
C/O SAFE & GREEN HOLDINGS CORP.,
990 BISCAYNE BLVD., #501, OFFICE 12
MIAMI,, FL33132
X Chief Executive Officer
Signatures
/s/ Paul M. Galvin 05/10/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents sales of common stock effected under the sole direction of American Stock Transfer & Trust Company, the issuer's transfer agent, to cover the Reporting Person's tax obligations.
( 2 )Held by TAG Partners, LLC. Due to his position with TAG Partners, LLC, Mr. Galvin may be deemed to be a beneficial owner of common stock held by TAG Partners, LLC. Mr. Galvin disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein.

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