Sec Form 3 Filing - JASPER PHILIP J @ RTX Corp - 2024-01-07

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
JASPER PHILIP J
2. Issuer Name and Ticker or Trading Symbol
RTX Corp [ RTX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President, Raytheon
(Last) (First) (Middle)
1000 WILSON BLVD.
3. Date of Earliest Transaction (MM/DD/YY)
01/07/2024
(Street)
ARLINGTON, VA22209
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12,232.186 D
Common Stock 2,201 I By Savings Plan Trustee
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 1 ) ( 1 ) ( 1 ) Common Stock 12,181 D
Restricted Stock Units ( 2 ) 02/08/2024 ( 2 ) Common Stock 7,301 D
Restricted Stock Units ( 2 ) 02/08/2026 ( 2 ) Common Stock 2,837 D
Restricted Stock Units ( 2 ) 02/15/2025 ( 2 ) Common Stock 2,894 D
Rockwell NQSP ( 3 ) ( 3 ) ( 3 ) Common Stock 4,549.7203 D
SRP Stock Unit ( 4 ) ( 4 ) ( 4 ) Common Stock 1,259.1675 D
Stock Appreciation Right $ 71.62 02/05/2022 02/04/2029 Common Stock 47,052 D
Stock Appreciation Right $ 72.49 02/08/2024 02/07/2031 Common Stock 16,100 ( 5 ) D
Stock Appreciation Right $ 90.73 02/04/2023 02/03/2030 Common Stock 37,945 D
Stock Appreciation Right $ 94.04 02/15/2025 02/14/2032 Common Stock 26,100 ( 6 ) D
Stock Appreciation Right $ 97.65 02/08/2026 02/07/2033 Common Stock 21,900 ( 7 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
JASPER PHILIP J
1000 WILSON BLVD.
ARLINGTON, VA22209
President, Raytheon
Signatures
/s/ Michelle G. Gewandter, as Attorney-In-Fact 01/17/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )These Restricted Stock Units ("RSUs") were awarded on January 28, 2020 in connection with the reporting person's membership in the RTX Corporation ("RTX") (formerly United Technologie s Corporation ("UTC")) Executive Leadership Group ("ELG"). Following three years of ELG service, each RSU, including accumulated dividend equivalents, represents a right to receive one share of RTX Common Stock upon a Qualifying Separation from RTX (as defined in Exhibit 10.6 of RTX's 2022 Form 10-K).
( 2 )Each RSU, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock.
( 3 )Each Rockwell Non-Qualified Savings Plan ("NQSP") stock unit is the economic equivalent of one share of RTX Common Stock. The reported NQSP stock units were acquired under legacy Rockwell Collins' NQSP, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
( 4 )Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of RTX Common Stock. The reported SRP stock units were acquired under legacy United Technologies Corporation's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
( 5 )In February 2021, in addition to the stock appreciation rights ("SARs") and not included in this number, the reporting person was also awarded 7,080 performance share units ("PSUs") under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's return on invested capital ("ROIC"), earnings per share ("EPS) growth and total shareholder return ("TSR") relative to the S&P 500 and aerospace & defense peer companies. The performance period for EPS growth and ROIC is one-year, followed by a two-year holding period. Both TSR goals have a three-year performance period.
( 6 )In February 2022, in addition to the SARs and not included in this number, the reporting person was also awarded 5,745 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's ROIC, EPS growth and TSR relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.
( 7 )In February 2023, in addition to the SARs and not included in this number, the reporting person was also awarded 5,530 PSUs under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance goals for RTX's ROIC, EPS growth and TSR relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period.

Remarks:
jasper-poa_01052024.txt

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