Sec Form 3 Filing - Williams Dantaya M @ RAYTHEON TECHNOLOGIES CORP - 2020-06-10

FORM 3 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Williams Dantaya M 2. Issuer Name and Ticker or Trading Symbol RAYTHEON TECHNOLOGIES CORP [ RTX] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) Chief Human Resources Officer (Last) (First) (Middle) 870 WINTER STREET 3. Date of Earliest Transaction (MM/DD/YY) 06/10/2020 (Street) WALTHAM, MA02451 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 3,685.687 ( 1 ) D Common Stock 2,778 I By Savings Plan Trustee

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units RSU ( 2 ) 01/02/2021 ( 2 ) Common Stock 1,232 ( 3 ) D Restricted Stock Units RSU ( 2 ) 02/04/2023 ( 2 ) Common Stock 1,086 ( 3 ) D Restricted Stock Units RSU ( 2 ) 02/05/2022 ( 2 ) Common Stock 802 ( 3 ) D Restricted Stock Units RSU ( 2 ) 10/01/2021 ( 2 ) Common Stock 539 ( 3 ) D SRP Stock Unit ( 4 ) ( 4 ) ( 4 ) Common Stock 363.745 ( 3 ) D Stock Appreciation Right $ 84 ( 3 ) 01/02/2016 01/01/2023 Common Stock 4,400 ( 3 ) D Stock Appreciation Right $ 95.57 ( 3 ) 01/04/2019 01/03/2026 Common Stock 3,000 ( 3 ) D Stock Appreciation Right $ 110.83 ( 3 ) 01/03/2020 01/02/2027 Common Stock 5,500 ( 3 ) D Stock Appreciation Right $ 112.49 ( 3 ) 01/02/2017 01/01/2024 Common Stock 3,300 ( 3 ) D Stock Appreciation Right $ 115.04 ( 3 ) 01/02/2018 01/01/2025 Common Stock 2,200 ( 3 ) D Stock Appreciation Right $ 120.77 ( 3 ) 02/05/2022 02/04/2029 Common Stock 7,200 ( 5 ) D Stock Appreciation Right $ 128.16 ( 3 ) 01/02/2021 01/01/2028 Common Stock 2,950 ( 6 ) D Stock Appreciation Right $ 153 ( 3 ) 02/04/2023 02/03/2030 Common Stock 6,000 ( 3 ) D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Williams Dantaya M 870 WINTER STREET WALTHAM, MA02451 Chief Human Resources Officer Signatures /s/ Dana Ng as Attorney-In-Fact 06/12/2020 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Includes 1,960.687 deferred Performance Share Units ("PSUs"). The reporting person previously elected to defer receipt of actual shares of common stock that otherwise would be received upon the vesting of these PSUs and instead acquired deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of RTX common stock. ( 2 )Each Restricted Stock Unit ("RSU"), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of RTX Common Stock. ( 3 )On April 3, 2020, United Technologies Corporation completed its separation into three independent, publicly-traded companies (the Separation) United Technologies Corporation, Carrier Global Corporation, and Otis Worldwide Corporation and, immediately following the Separation, United Technologies Corporation completed its merger of equals with Raytheon Company. In connection with the Separation, all equity awards held by the reporting person with respect to United Technologies Corporation common stock as of the Separation are being equitably adjusted. The amount of securities, and the applicable exercise price (if any), reported on this Form 3 do not reflect such adjustment and this Form 3 will be amended in a subsequent filing to reflect such adjustment. ( 4 )Each Savings Restoration Plan ("SRP") stock unit is the economic equivalent of one share of RTX common stock. The reported SRP stock units were acquired under legacy United Technologies Corporation's Savings Restoration Plan, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service. ( 5 )In February 2019, the reporting person was also awarded 520 performance share units ("PSUs") under the legacy United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The amount of securities reported on this Form 3 do not reflect the Separation-related equitable adjustment to equity awards held by the reporting person and this Form 3 will be amended in a subsequent filing to reflect such adjustment. ( 6 )In January 2018, the reporting person was also awarded 440 PSUs under the legacy United Technologies Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for RTX's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period. The amount of securities reported on this Form 3 do not reflect the Separation-related equitable adjustment to equity awards held by the reporting person and this Form 3 will be amended in a subsequent filing to reflect such adjustment.

Remarks: williams-poa_06102020.htm

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