Sec Form 4/A Filing - BORGMAN DEAN C @ UNITED TECHNOLOGIES CORP /DE/ - 2003-11-06

FORM 4/A Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person BORGMAN DEAN C 2. Issuer Name and Ticker or Trading Symbol UNITED TECHNOLOGIES CORP /DE/ [ UTX] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) Chairman, Sikorsky Aircraft (Last) (First) (Middle) UNITED TECHNOLOGIES CORPORATION, ONE FINANCIAL PLAZA 3. Date of Earliest Transaction (MM/DD/YY) 11/06/2003 (Street) HARTFORD, CT06101 4. If Amendment, Date Original Filed (MM/DD/YY) 11/07/2003 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 11/06/2003 C 467.084 A $ 87.33 851.773 ( 1 ) I By Savings Plan Trustee Common Stock 2,500 ( 2 ) D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares ESOP Series A Convertible Preferred Stock ( 3 ) $ 0 11/06/2003 C 116.771 11/06/2003 ( 3 ) Common Stock 467.084 $ 0 0 I By Savings Plan Trustee

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other BORGMAN DEAN C UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA HARTFORD, CT06101 Chairman, Sikorsky Aircraft Signatures By: /s/ Charles F. Hildebrand as Attorney-in-Fact 11/10/2003 Signature of Reporting Person Date

Explanation of Responses:

( 1 )The box to indicate that the reporiting person is no longer subject to Section 16 was inadvertently not checked on the original Form 4. The reporting person's savings plan holdings have been revised to reflect the correct balance. ( 2 )The reporting person also directly owns 10,000 shares of United Technologies Restricted Common Stock. ( 3 )Each share of ESOP Series A Convertible Preferred Stock is convertible into four shares of UTC Common Stock. All shares of ESOP Series A Convertible Preferred Stock are held by the Trustee for the UTC Savings Plan for the benefit of employees participating in the Savings Plan. On November 6, 2003 the Trustee exercised its right to convert all shares of ESOP Series A Convertible Preferred Stock into UTC Common Stock.

Remarks:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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