Sec Form 4 Filing - HASTINGS MARK W @ GENESEE & WYOMING INC - 2003-11-19

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
HASTINGS MARK W
2. Issuer Name and Ticker or Trading Symbol
GENESEE & WYOMING INC [ GWR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Exec. VP-Corp. Development
(Last) (First) (Middle)
C/O GENESEE & WYOMING INC., 66 FIELD POINT ROAD
3. Date of Earliest Transaction (MM/DD/YY)
11/19/2003
(Street)
GREENWICH, CT06830
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock, $.01 par value 11/19/2003 M 1,000 A $ 3.7222 1,000 D
Class A Common Stock, $.01 par value 11/19/2003 S 1,000 D $ 24.75 0 D
Class A Common Stock, $.01 par value 11/19/2003 M 220 A $ 3.7222 220 D
Class A Common Stock, $.01 par value 11/19/2003 S 220 D $ 24.8 0 D
Class A Common Stock, $.01 par value 11/19/2003 M 1,000 A $ 3.7222 1,000 D
Class A Common Stock, $.01 par value 11/19/2003 S 1,000 D $ 24.81 0 D
Class A Common Stock, $.01 par value 11/19/2003 M 300 A $ 3.7222 300 D
Class A Common Stock, $.01 par value 11/19/2003 S 300 D $ 24.9 0 D
Class A Common Stock, $.01 par value 11/19/2003 M 900 A $ 3.7222 900 D
Class A Common Stock, $.01 par value 11/19/2003 S 900 D $ 25 0 D
Class A Common Stock, $.01 par value 11/19/2003 M 300 A $ 3.7222 300 D
Class A Common Stock, $.01 par value 11/19/2003 S 300 D $ 25.01 0 D
Class A Common Stock, $.01 par value 11/20/2003 M 500 A $ 3.7222 500 D
Class A Common Stock, $.01 par value 11/20/2003 S 500 D $ 24.75 0 D
Class A Common Stock, $.01 par value 26,826 D( 1 )
Class B Common Stock, $.01 par value 33,300( 2 ) D( 1 )
Class A Common Stock, $.01 par value 900 I( 3 ) By Children( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 3.7222 11/19/2003 M 3,720 04/09/2003 04/08/2004 Class A Common Stock, $.01 par value 16,877( 4 ) $ 0 13,157( 4 ) D
Stock Option (Right to Buy) $ 3.7222 11/20/2003 M 500 04/09/2003 04/08/2004 Class A Common Stock, $.01 par value 13,157( 4 ) $ 0 12,657( 4 ) D
Stock Option (Right to Buy) $ 6.6667 ( 5 ) 04/13/2005 Class A Common Stock, $.01 par value 16,875( 5 ) 16,875( 5 ) D
Stock Option (Right to Buy) $ 10.5833 ( 6 ) 04/05/2006 Class A Common Stock, $.01 par value 16,877( 6 ) 16,877( 6 ) D
Stock Option (Right to Buy) $ 21.35 ( 7 ) 05/22/2007 Class A Common Stock, $.01 par value 18,000( 7 ) 18,000( 7 ) D
Stock Option (Right to Buy) $ 22.41 ( 8 ) 07/30/2008 Class A Common Stock, $.01 par value 10,000( 8 ) 10,000( 8 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
HASTINGS MARK W
C/O GENESEE & WYOMING INC.
66 FIELD POINT ROAD
GREENWICH, CT06830
Exec. VP-Corp. Development
Signatures
Mark W. Hastings 11/21/2003
Signature of Reporting Person Date
Explanation of Responses:
( 1 )These shares are held jointly by Mr. Hastings and his wife.
( 2 )The Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
( 3 )These shares are held by Mr. Hastings's minor children. Mr. Hastings disclaims beneficial ownership of these shares.
( 4 )This option was previously reported by Mr. Hastings.
( 5 )This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 4,218 shares on 4/14/01, 4,219 shares on 4/14/02, 4,218 shares on 4/14/03, and 4,220 shares on 4/14/04.
( 6 )This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 4,220 shares on 4/6/02, 4,219 shares on 4/6/03, 4,218 shares on 4/6/04, and 4,220 shares on 4/6/05.
( 7 )This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 4,500 shares on 5/23/03, 4,500 shares on 5/23/04, 4,500 shares on 5/23/05, and 4,500 shares on 5/23/06.
( 8 )This option was previously reported by Mr. Hastings. Mr. Hastings can exercise the option as follows: 2,500 shares on 7/31/04, 2,500 shares on 7/31/05, 2,500 shares on 7/31/06 and 2,500 shares on 7/31/07.

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