Sec Form 5 Filing - Seefeld Matthew Stephen @ STREAMLINE HEALTH SOLUTIONS INC. - 2014-01-31

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Seefeld Matthew Stephen
2. Issuer Name and Ticker or Trading Symbol
STREAMLINE HEALTH SOLUTIONS INC. [ STRM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Sr. Vice President, Strategy
(Last) (First) (Middle)
723 AVOCADO PLACE
3. Date of Earliest Transaction (MM/DD/YY)
01/31/2014
(Street)
DEL MAR, CA92014
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 04/29/2013 D 21.1199 ( 1 ) D $ 6.3 284,163.12 ( 2 ) I (2)
Common Stock, par value $0.01 per share 05/01/2013 D 443.5182 ( 1 ) D $ 6.3 283,719.6 ( 2 ) I (2)
Common Stock, par value $0.01 per share 05/02/2013 D 2,175.3512 ( 1 ) D $ 6.3 281,544.25 ( 2 ) I (2)
Common Stock, par value $0.01 per share 05/03/2013 D 506.8779 ( 1 ) D $ 6.42 281,037.37 ( 2 ) I (2)
Common Stock, par value $0.01 per share 05/06/2013 D 42.2398 ( 1 ) D $ 6.4 280,995.13 ( 2 ) I (2)
Common Stock, par value $0.01 per share 05/13/2013 D 464.6381 ( 1 ) D $ 6.25 280,530.49 ( 2 ) I (2)
Common Stock, par value $0.01 per share 05/14/2013 D 17,212.7303 ( 1 ) D $ 6.29 263,317.76 ( 2 ) I (2)
Common Stock, par value $0.01 per share 05/15/2013 D 211.1991 ( 1 ) D $ 6.28 263,106.57 ( 2 ) I (2)
Common Stock, par value $0.01 per share 05/16/2013 D 7,541.0767 ( 1 ) D $ 6.28 255,565.49 ( 2 ) I (2)
Common Stock, par value $0.01 per share 05/17/2013 D 5,785.5894 ( 1 ) D $ 6.24 249,779.9 ( 2 ) I (2)
Common Stock, par value $0.01 per share 05/20/2013 D 19,937.1993 ( 1 ) D $ 6.21 229,842.7 ( 2 ) I (2)
Common Stock, par value $0.01 per share 05/24/2013 D 3,902.1154 ( 1 ) D $ 6.54 225,940.58 ( 2 ) I (2)
Common Stock, par value $0.01 per share 05/29/2013 D 1,423.0598 ( 1 ) D $ 6.46 224,517.52 ( 2 ) I (2)
Common Stock, par value $0.01 per share 05/30/2013 D 3,122.7906 ( 1 ) D $ 6.36 221,394.73 ( 2 ) I (2)
Common Stock, par value $0.01 per share 05/30/2013 D 12,857.3815 ( 1 ) D $ 6.53 208,537.35 ( 2 ) I (2)
Common Stock, par value $0.01 per share 05/31/2013 D 2,982.5543 ( 1 ) D $ 6.6 205,554.8 ( 2 ) I (2)
Common Stock, par value $0.01 per share 06/04/2013 D 42,239.8289 ( 1 ) D $ 6.8 163,314.97 ( 2 ) I (2)
Common Stock, par value $0.01 per share 06/06/2013 D 23,428.9547 ( 1 ) D $ 6.97 139,886.01 ( 2 ) I (2)
Common Stock, par value $0.01 per share 06/07/2013 D 13,449.1615 ( 1 ) D $ 6.76 126,436.85 ( 2 ) I (2)
Common Stock, par value $0.01 per share 06/10/2013 D 11,718.5957 ( 1 ) D $ 6.61 114,718.26 ( 2 ) I (2)
Common Stock, par value $0.01 per share 06/11/2013 D 718.0771 ( 1 ) D $ 6.6 114,000.18 ( 2 ) I (2)
Common Stock, par value $0.01 per share 06/12/2013 D 9,690.6616 ( 1 ) D $ 6.29 104,309.52 ( 2 ) I (2)
Common Stock, par value $0.01 per share 06/13/2013 D 2,175.3512 ( 1 ) D $ 6.2 102,134.17 ( 2 ) I (2)
Common Stock, par value $0.01 per share 06/14/2013 D 2,134.1674 ( 1 ) D $ 6.07 100,000 ( 2 ) I (2)
Common Stock, par value $0.01 per share 01/24/2014 J 102,677 ( 3 ) A 203,999 ( 4 ) D ( 5 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Seefeld Matthew Stephen
723 AVOCADO PLACE
DEL MAR, CA92014
Sr. Vice President, Strategy
Signatures
/s/ Matthew Stephen Seefeld 04/03/2014
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents the number of shares sold by IPP Holding Company, LLC, formerly known as Interpoint Partners, LLC ("IPP"), in which the Reporting Person may be deemed to have a pecuniary interest. The Reporting Person is a member of IPP and disclaims beneficial ownership of all shares held by IPP except to the extent of his pecuniary interest therein.
( 2 )Represents the number of shares held by IPP in which the Reporting Person may be deemed to have a pecuniary interest. The Reporting Person is a member of IPP and disclaims beneficial ownership of all shares held by IPP except to the extent of his pecuniary interest therein.
( 3 )On January 24, 2014, the Reporting Person received 102,677 shares of common stock pursuant to an "earn-out" provision in the asset purchase agreement pursuant to which a subsidiary of the Issuer acquired substantially all of the operations and assets of IPP on December 8, 2011. The asset purchase agreement provided that IPP would be entitled to receive additional shares of common stock (issuable upon conversion of a convertible promissory note), for no additional consideration from IPP, based upon a formula set forth in the asset purchase agreement which was dependent upon the reoccurring revenues of the purchased assets during a certain period after closing. The exact number of shares of common stock issuable pursuant to the earn-out right was finalized pursuant to a settlement agreement among IPP, the Issuer and others in November 2013. The right to receive the additional shares became fixed and irrevocable on December 8, 2011.
( 4 )Includes 1,322 shares of common stock acquired under the Issuer's stock purchase plan on December 31, 2013.
( 5 )Reflects a change in the Reporting Person's form of ownership from indirect to direct of 100,000 shares of common stock originially held by IPP in which the Reporting Person had a pecuniary interest; there has been no change in the Reporting Person's pecuniary interest in such shares.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.