Sec Form 4 Filing - CAUDLE THOMAS H JR @ UNIFI INC - 2021-06-27

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person CAUDLE THOMAS H JR 2. Issuer Name and Ticker or Trading Symbol UNIFI INC [ UFI] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner _____ Officer (give title below) X __ Other (specify below) Former Officer and Director (Last) (First) (Middle) 9116 GREAT MEADOWS DRIVE 3. Date of Earliest Transaction (MM/DD/YY) 06/27/2021 (Street) CLEMMONS, NC27012 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 06/27/2021 F 1,345 ( 1 ) D $ 24.89 104,121 D Common Stock 06/27/2021 F 673 ( 2 ) D $ 24.89 103,448 D Common Stock 06/27/2021 F 1,345 ( 3 ) D $ 24.89 102,103 D Common Stock 06/27/2021 F 2,554 ( 4 ) D $ 24.89 99,549 D Common Stock 06/27/2021 F 2,515 ( 5 ) D $ 24.89 97,034 D Common Stock 06/27/2021 M 6,000 ( 6 ) A $ 12.47 103,034 D Common Stock 06/27/2021 F 3,007 ( 7 ) D $ 24.89 100,027 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Stock Option (Right to Buy) $ 12.47 06/27/2021 M 6,000 ( 8 ) 07/27/2021 Common Stock 6,000 $ 0 0 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other CAUDLE THOMAS H JR 9116 GREAT MEADOWS DRIVE CLEMMONS, NC27012 Former Officer and Director Signatures /s/ Gregory K. Sigmon, attorney-in-fact 06/29/2021 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on July 29, 2011. ( 2 )Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on July 26, 2012. ( 3 )Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock pursuant to the reporting person's deferral election for the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on August 16, 2013. ( 4 )Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the accelerated vesting of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on November 1, 2018. ( 5 )Represents shares withheld to satisfy the reporting person's tax withholding obligations in connection with the reporting person's receipt of shares of the issuer's common stock upon the accelerated vesting of the grant of restricted stock units reported on the reporting person's Statement of Changes in Beneficial Ownership of Securities on Form 4 filed with the Securities and Exchange Commission on October 31, 2019. ( 6 )Represents shares delivered upon the exercise of a stock option. ( 7 )Represents shares withheld to pay the exercise price of a stock option. ( 8 )The option vested and became exercisable in three equal installments on the first, second, and third anniversaries of the July 27, 2011 grant date.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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