Sec Form 3/A Filing - Javid Parker K @ LANDEC CORP \CA\ - 2019-10-17

Insider filing report for Changes in Beneficial Ownership
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FORM 3/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Javid Parker K
2. Issuer Name and Ticker or Trading Symbol
LANDEC CORP \CA\ [ LNDC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Vice President
(Last) (First) (Middle)
C/O LANDEC CORPORATION, 5201 GREAT AMERICA PARKWAY, SUITE 232
3. Date of Earliest Transaction (MM/DD/YY)
10/17/2019
(Street)
SANTA CLARA, CA95054
4. If Amendment, Date Original Filed (MM/DD/YY)
10/17/2019
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
No Security beneficially owned 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Option (Right to Buy) $ 14.35 ( 1 ) 07/25/2025 Common Stock 5,482 D
Non-Qualified Stock Option (Right to Buy) $ 14.35 ( 1 ) 07/25/2025 Common Stock 5,768 D
Right to Buy Restricted Stock Units (RSU) ( 3 ) ( 2 ) 07/25/2021 Common Stock 3,750 D
Restricted Stock Unit ( 3 ) 05/25/2019( 2 ) 05/25/2019 Common Stock 10,000 D
Non-Qualified Stock Option (Right to Buy) $ 11.36 ( 4 ) 05/25/2023 Common Stock 8,208 D
Incentive Stock Option (Right to Buy) $ 11.36 ( 4 ) 05/25/2023 Common Stock 21,792 D
Right to Buy Restricted Stock Units (RSU) ( 3 ) ( 2 ) 10/19/2020 Common Stock 5,000 D
Non-Qualified Stock Option (Right to Buy) $ 12.65 ( 5 ) 10/19/2024 Common Stock 6,688 D
Incentive Stock Option (Right to Buy) $ 12.65 ( 5 ) 10/19/2024 Common Stock 8,312 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Javid Parker K
C/O LANDEC CORPORATION
5201 GREAT AMERICA PARKWAY, SUITE 232
SANTA CLARA, CA95054
Vice President
Signatures
/s/ Rebecca J Hilt 10/17/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The options vest as to 1/36 of the total shares monthly, beginning on August 25, 2018, subject to continued service through each vesting date.
( 2 )Restricted Stock Units will vest on the 3rd anniversary of the grant date and will be automatically settled in shares of common stock subject to vesting at a rate of 1 share per unit.
( 3 )The Restricted Stock Units convert into Common Stock of Landec Corporation on a 1 for 1 basis.
( 4 )The options vest as to (a) 33% for first year beginning on May 25, 2017 and then (b) the remaining in 1/36 monthly installments over the following 24 months, subject to continued service through each vesting date.
( 5 )The options vest as to 1/36 of the total shares monthly, beginning on November 19, 2017, subject to continued service through each vesting date.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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