Sec Form 4 Filing - Brant Bert A. @ COLUMBUS MCKINNON CORP - 2021-05-17

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Brant Bert A.
2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
VP - Global Manufacturing Ops
(Last) (First) (Middle)
205 CROSSPOINT PARKWAY
3. Date of Earliest Transaction (MM/DD/YY)
05/17/2021
(Street)
GETZVILLE, NY14068
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/17/2021 A 3,834 ( 1 ) A $ 0 25,295.7047 D
Common Stock 05/18/2021 F 424.9932 ( 2 ) D $ 53.34 24,870.7115 ( 3 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Options (Right to Buy) $ 54.26 05/17/2021 A 11,225 ( 4 ) 05/17/2022 05/16/2031 Common Stock 11,225 $ 0 11,225 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Brant Bert A.
205 CROSSPOINT PARKWAY
GETZVILLE, NY14068
VP - Global Manufacturing Ops
Signatures
Bert A. Brant 05/19/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019, subject to forfeiture in whole or part; units become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.
( 2 )1,433.9932 restricted stock units became fully vested on 5/18/2021, of which 424 were traded and .9932 were converted to cash to satisfy tax withholding obligations.
( 3 )Includes 14,284.7115 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,468.3026 shares become fully vested 50% per year for two years beginning 5/22/2021; 2,181.4216 shares become fully vested 33.33% per year for three years beginning 5/20/2021, 1,344.5177 shares become fully vested 50% per year for two years beginning 5/20/2021; 2,588.4832 shares become fully vested and non-forfeitable 1/20/2022, 2,867.9864 shares become fully vested 50% per year for two years beginning 5/18/2022, and 3,834 shares become fully vested 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer. Also includes 4,323 shares which become fully vested on 5/22/2021, if reporting person remains an employee of issuer.
( 4 )Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019, subject to forfeiture in whole or part; options become exercisable 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.

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