Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Schedule 13G Douglas Ruth Item 1. (a) Universal Security Instruments, Inc. (b) 11407 Cronhill Drive, Suite A, Owings Mills, MD 21117 Item 2. (a) Douglas Ruth (b) 322 Alana Drive, New Lenox, IL 60451 (c) United States of America (d) Common Stock, No Par Value (e) 913821302 Item 3. (e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E) Item 4. (a) 2,000 (b) 0% (c) (i). 0 (ii). 2,000 (iii). 0 (iv). 2,000 Item 5. N/A Item 6. The number of shares beneficially owned over which Douglas Ruth has shared power to vote, is an aggregate number based upon the held in discretionary accounts of customers of Lenox Capital Management, Inc., of which Douglas Ruth is the Sole Shareholder. Each of these individual customers has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, based upon their own individual holdings. No individual customer owns more than five percent of the class. Item 7. N/A Item 8. N/A Item 9. N/A Item 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 10/10/2019 ____________________________________ Date Douglas Ruth ____________________________________ Signature Douglas Ruth, President, Lenox Capital Management, Inc. ____________________________________ Name / Title Schedule 13G Lenox Capital Management, Inc. Item 1. (a) Universal Security Instruments, Inc. (b) 11407 Cronhill Drive, Suite A, Owings Mills, MD 21117 Item 2. (a) Lenox Capital Management, Inc. (EIN: 36-4255638) (b) 322 Alana Drive, New Lenox, IL 60451 (c) United States of America (d) Common Stock, No Par Value (e) 913821302 Item 3. (e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E) Item 4. (a) 2,000 (b) 0% (c) (i). 0 (ii). 2,000 (iii). 0 (iv). 2,000 Item 5. N/A Item 6. The number of shares beneficially owned over which Douglas Ruth has shared power to vote, is an aggregate number based upon the held in discretionary accounts of customers of Lenox Capital Management, Inc., of which Douglas Ruth is the Sole Shareholder. Each of these individual customers has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, based upon their own individual holdings. No individual customer owns more than five percent of the class. Item 7. N/A Item 8. N/A Item 9. N/A Item 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 10/10/2019 ____________________________________ Date Douglas Ruth ____________________________________ Signature Douglas Ruth, President, Lenox Capital Management, Inc. ____________________________________ Name / Title