Insider filing report for Changes in Beneficial Ownership
- Schedule 13G & 13D forms are used to report a party's ownership of stock which exceeds 5% of a company's total stock issue.
- Schedule 13G is a shorter version of Schedule 13D with fewer reporting requirements.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES
13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE
13d-2(b)
(Amendment No. 1)*
LightPath Technologies, Inc.
(Name of Issuer)
Class A Common Stock
(Title of Class of Securities)
532257805
(CUSIP Number)
March 1, 2006
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
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o Rule 13d-1(b) |
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x Rule 13d-1(c) |
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o Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosure provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 532257805 |
SCHEDULE 13G |
Page 2 of 6 |
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1. |
NAMES OF REPORTING PERSONS. | ||
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2. |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a. o | ||
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3. |
SEC USE ONLY
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4. |
CITIZENSHIP OR PLACE OF ORGANIZATION | ||
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NUMBER OF |
5. |
SOLE VOTING POWER | |
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6. |
SHARED VOTING POWER | ||
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7. |
SOLE DISPOSITIVE POWER | ||
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8. |
SHARED DISPOSITIVE POWER | ||
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9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||
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10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o | ||
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11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||
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12. |
TYPE OF REPORTING PERSON* | ||
* SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. 532257805 |
SCHEDULE 13G |
Page 3 of 6 |
Pursuant to Rule 13d-2(b) under the Securities Exchange Act of 1934, this Amendment No.1 amends the Schedule 13G dated June 10, 2005 and is filed in order to report the beneficial ownership of 133,320 shares that became exercisable on March 1, 2006 and beneficially owned for purposes of Section 13(d) and Rule 16a-1(a)(1).
Item 1.
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(a) |
Name of Issuer: |
LightPath Technologies, Inc.
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(b) |
Address of Issuer's Principal Executive Offices: |
2603 Challenger Tech Court, Suite 1000
Orlando, FL 32826
Item 2.
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(a) |
Name of Person Filing: |
Shadow Capital, LLC
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(b) |
Address of Principal Business Office or, if None, Residence: |
3601 SW 29th Street
Topeka, KS 66614
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(c) |
Citizenship: |
Kansas
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(d) |
Title of Class of Securities: |
Class A Common Stock
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(e) |
CUSIP Number: |
0001329881
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CUSIP No. 532257805 |
SCHEDULE 13G |
Page 4 of 6 |
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
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(a) |
o |
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
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(b) |
o |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
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(c) |
o |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
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(d) |
o |
Investment company registered under section 8 of the Investment Company Act |
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(e) |
o |
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); |
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(f) |
o |
An employee benefit plan or endowment fund in accordance with |
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(g) |
o |
A parent holding company or control person in accordance with |
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(h) |
o |
A savings association as defined in Section 3(b) of the Federal |
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(i) |
o |
A church plan that is excluded from the definition of an investment company |
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(j) |
o |
Group, in accordance with Rule 13d-1(b)(1)(ii)(J). |
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CUSIP No. 532257805 |
SCHEDULE 13G |
Page 5 of 6 |
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Item 4. |
Ownership. |
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(a) |
Amount beneficially owned: |
552,885
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(b) |
Percent of class: |
12.3%
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(c) |
Number of shares as to which such person has: |
(i) Sole power to vote or to direct the vote 552,885
(ii) Shared power to vote or to direct the vote 0
(iii) Sole power to dispose or to direct the disposition of 552,885
(iv) Shared power to dispose or to direct the disposition of 0
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Item 5. |
Ownership of Five Percent or Less of a Class. |
N/A
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person. |
N/A
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Item 7. |
Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
N/A
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Item 8. |
Identification and Classification of Members of the Group. |
N/A
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CUSIP No. 532257805 |
SCHEDULE 13G |
Page 6 of 6 |
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Item 9. |
Notice of Dissolution of Group. |
N/A
Item 10. Certifications.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 13, 2007
SHADOW CAPITAL, LLC
/s/ Kent Garlinghouse
By: Kent Garlinghouse, Manager