Sec Form 13G Filing - TotalEnergies SE filing for AMYRIS INC. (AMRS) - 2020-03-13

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

Names of Reporting Persons

I.R.S. Identification No. of Above Persons (Entities Only)

TOTAL S.A.

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☐

SEC Use Only

Citizenship or Place of Organization

France

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

Sole Voting Power

8,873,343 (1)

Shared Voting Power*

0

Sole Dispositive Power

8,873,343 (1)

Shared Dispositive Power*

0

Aggregate Amount Beneficially Owned by Each Reporting Person*

8,873,343 (1)

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

☐

Percent of Class Represente d by Amount in Row (9)*

8.4% (2)

Type of Reporting Person (See Instructions)

CO

Includes 141,881 shares of common stock, par value $0.0001 (the “Common Stock”) issuable upon exercise of warrants and 181,238 shares issuable upon conversion of a Note. All securities reported herein are indirectly held by Total S.A., through its wholly-owned subsidiary Total Raffinage Chimie. The information on this Schedule 13G amends the Schedule 13D Amendment No. 4 filed on October 19, 2015.

Percent of class is calculated based on (i) 105,502,887 Common Stock of Amyris, Inc. (the “Company” or the “Issuer”) outstanding as of October 31, 2019, as reported in the Issuer’s Quarterly Report on Form 10-Q (“Form 10-Q”) filed with the Securities and Exchange Commission (the “SEC”) on November 12, 2019 (and does not take into account any shares of Common Stock that may have been issued by the Issuer since the filing of the Form 10-Q) and (ii) 323,119 shares of Common Stock issuable upon exercise of warrants and conversion of a Note held by Total S.A.

Name of Issuer

Address of Issuer’s Principal Executive Offices

Name of Person(s) Filing

2, place Jean Miller

Citizenship

Title of Class of Securities

CUSIP Number

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

applicable

Ownership

Reporting Person

Number of Shares
With Sole Voting and
Dispositive Power

Number of Shares
With Shared Voting and
Dispositive Power

Aggregate Number
of Shares
Beneficially Owned

Percentage of Class
Beneficially Owned

Total S.A.

Includes 141,881 shares of common stock, par value $0.0001 (the “Common Stock”) issuable upon exercise of warrants and 181,238 shares issuable upon conversion of a Note. All securities reported herein are indirectly held by Total S.A., through its wholly-owned subsidiary Total Raffinage Chimie. The information on this Schedule 13G amends the Schedule 13D Amendment No. 4 filed on October 19, 2015.

Percent of class is calculated based on (i) 105,502,887 Common Stock of Amyris, Inc. (the “Company” or the “Issuer”) outstanding as of October 31, 2019, as reported in the Issuer’s Quarterly Report on Form 10-Q (“Form 10-Q”) filed with the Securities and Exchange Commission (the “SEC”) on November 12, 2019 (and does not take into account any shares of Common Stock that may have been issued by the Issuer since the filing of the Form 10-Q) and (ii) 323,119 shares of Common Stock issuable upon exercise of warrants and conversion of a Note held by Total S.A.

Ownership of Five Percent or Less of a Class

Ownership of More than Five Percent on Behalf of Another Person

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Identification and Classification of Members of the Group

Notice of Dissolution of Group

Certification